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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
1526
Stellantis
STLA
$20.5B
$352K ﹤0.01%
32,278
+1,914
+6% +$20.6K
BNS icon
1527
Scotiabank
BNS
$108B
$351K ﹤0.01%
5,988
-231
-4% -$13.7K
NFJ
1528
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$351K ﹤0.01%
27,268
+5,145
+23% +$67K
SPE
1529
Special Opportunities Fund
SPE
$144M
$351K ﹤0.01%
25,131
+7,139
+40% +$97.5K
ATHN
1530
DELISTED
Athenahealth, Inc.
ATHN
$351K ﹤0.01%
3,115
+1,029
+49% +$120K
WGL
1531
DELISTED
Wgl Holdings
WGL
$351K ﹤0.01%
4,246
+356
+9% +$29K
FTNT icon
1532
Fortinet
FTNT
$119B
$350K ﹤0.01%
45,530
+11,450
+34% +$81K
GBF icon
1533
iShares Government/Credit Bond ETF
GBF
$128M
$350K ﹤0.01%
3,103
-436
-12% -$49K
FAB icon
1534
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$349K ﹤0.01%
6,715
-1,986
-23% -$102K
FOF icon
1535
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$348K ﹤0.01%
28,138
+8,304
+42% +$101K
NXG
1536
NXG NextGen Infrastructure Income Fund
NXG
$347M
$348K ﹤0.01%
4,713
-230
-5% -$16.7K
PBI icon
1537
Pitney Bowes
PBI
$2.27B
$348K ﹤0.01%
26,579
-1,961
-7% -$27.7K
IBDC
1538
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$348K ﹤0.01%
13,332
+8,378
+169% +$219K
DCT
1539
DELISTED
DCT Industrial Trust Inc.
DCT
$348K ﹤0.01%
7,238
-4,792
-40% -$226K
NWE icon
1540
NorthWestern Energy
NWE
$4.35B
$347K ﹤0.01%
5,908
-918
-13% -$52.7K
SRET icon
1541
Global X SuperDividend REIT ETF
SRET
$228M
$347K ﹤0.01%
7,689
+2,730
+55% +$120K
MTUS icon
1542
Metallus
MTUS
$900M
$347K ﹤0.01%
18,350
-500
-3% -$8.89K
AUY
1543
DELISTED
Yamana Gold, Inc.
AUY
$347K ﹤0.01%
125,820
+7,994
+7% +$24.2K
BBK
1544
DELISTED
Blackrock Municipal Bond Trust
BBK
$346K ﹤0.01%
22,994
-1,839
-7% -$28.2K
DDWM icon
1545
WisdomTree Dynamic International Equity Fund
DDWM
$1.5B
$345K ﹤0.01%
+12,421
New +$339K
OAKS
1546
DELISTED
Five Oaks Investment Corp.
OAKS
$345K ﹤0.01%
67,231
-36
-0.1% -$185
MSEX icon
1547
Middlesex Water
MSEX
$1.1B
$344K ﹤0.01%
9,315
+64
+0.7% +$2.39K
THS
1548
DELISTED
Treehouse Foods
THS
$344K ﹤0.01%
4,084
+721
+21% +$57.8K
PBF icon
1549
PBF Energy
PBF
$8.22B
$343K ﹤0.01%
15,502
+229
+1% +$5.37K
CHK.PRD
1550
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$343K ﹤0.01%
5,677
– –
60 61
62
63 64

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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.