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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNKD icon
1526
MannKind Corp
MNKD
$1.2B
$175K ﹤0.01%
6,711
+3,369
+101% +$95.1K
NIE
1527
Virtus Equity & Convertible Income Fund
NIE
$741M
$175K ﹤0.01%
8,447
+284
+3% +$5.8K
ORA icon
1528
Ormat Technologies
ORA
$6.98B
$175K ﹤0.01%
6,438
+6,249
+3,306% +$171K
ACHN
1529
DELISTED
Achillion Pharmaceuticals
ACHN
$175K ﹤0.01%
14,312
-460
-3% -$5.62K
MXF
1530
Mexico Fund
MXF
$309M
$174K ﹤0.01%
8,360
+1,110
+15% +$27.3K
ONEQ icon
1531
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$174K ﹤0.01%
9,370
+6,630
+242% +$120K
VRSK icon
1532
Verisk Analytics
VRSK
$24.2B
$174K ﹤0.01%
2,717
+85
+3% +$5.29K
APTV icon
1533
Aptiv
APTV
$10.2B
$173K ﹤0.01%
2,347
+1,594
+212% +$110K
STR
1534
DELISTED
QUESTAR CORP
STR
$173K ﹤0.01%
6,838
+1,473
+27% +$35.1K
ILF icon
1535
iShares Latin America 40 ETF
ILF
$3.69B
$172K ﹤0.01%
5,423
+3,878
+251% +$135K
LHCG
1536
DELISTED
LHC Group LLC
LHCG
$172K ﹤0.01%
5,520
-2,000
-27% -$50.5K
LUX
1537
DELISTED
Luxottica Group
LUX
$172K ﹤0.01%
3,143
+1,213
+63% +$62.5K
DNY
1538
DELISTED
DONNELLEY R R & SONS CO
DNY
$172K ﹤0.01%
10,207
+3,910
+62% +$65.9K
IGM icon
1539
iShares Expanded Tech Sector ETF
IGM
$10.9B
$171K ﹤0.01%
10,092
+1,236
+14% +$20.4K
GWR
1540
DELISTED
Genesee & Wyoming Inc.
GWR
$171K ﹤0.01%
1,882
+1,141
+154% +$105K
BFY
1541
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$171K ﹤0.01%
11,681
– –
HLT icon
1542
Hilton Worldwide
HLT
$72.2B
$170K ﹤0.01%
2,180
+43
+2% +$3.22K
IEP icon
1543
Icahn Enterprises
IEP
$5.33B
$170K ﹤0.01%
1,829
+1,724
+1,642% +$174K
PDT
1544
John Hancock Premium Dividend Fund
PDT
$628M
$170K ﹤0.01%
12,356
+871
+8% +$11.9K
FIS icon
1545
Fidelity National Information Services
FIS
$22.8B
$169K ﹤0.01%
2,688
+248
+10% +$14.6K
GAP
1546
The Gap Inc
GAP
$7.34B
$169K ﹤0.01%
4,019
-1,651
-29% -$64.7K
NEV
1547
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$169K ﹤0.01%
11,110
+460
+4% +$6.87K
XEC
1548
DELISTED
CIMAREX ENERGY CO
XEC
$169K ﹤0.01%
1,585
+849
+115% +$94.2K
ALE
1549
DELISTED
Allete
ALE
$168K ﹤0.01%
3,061
+276
+10% +$14.1K
FIW icon
1550
First Trust Water ETF
FIW
$1.92B
$168K ﹤0.01%
4,974
-9,363
-65% -$308K
60 61
62
63 64

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.