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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
1501
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$82K ﹤0.01%
2,020
+1,320
+189% +$51.8K
NYMX
1502
DELISTED
Nymox Pharmaceutical Corp
NYMX
$82K ﹤0.01%
+12,400
New +$81K
GM.WS.B
1503
DELISTED
General Motors Company
GM.WS.B
$82K ﹤0.01%
4,416
+165
+4% +$3.08K
AX icon
1504
Axos Financial
AX
$5.68B
$81K ﹤0.01%
4,992
– –
CHKP icon
1505
Check Point Software Technologies
CHKP
$13.2B
$81K ﹤0.01%
1,409
+10
+0.7% +$562
EELV icon
1506
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$424M
$81K ﹤0.01%
2,924
-9,874
-77% -$269K
CLGX
1507
DELISTED
Corelogic, Inc.
CLGX
$81K ﹤0.01%
2,996
– –
HSBC.PRA
1508
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$81K ﹤0.01%
3,292
-131
-4% -$3.23K
IDCC icon
1509
InterDigital
IDCC
$8.72B
$80K ﹤0.01%
2,150
+500
+30% +$18.9K
JFR icon
1510
Nuveen Floating Rate Income Fund
JFR
$1.26B
$80K ﹤0.01%
6,717
– –
MPT
1511
Medical Properties Trust
MPT
$2.4B
$80K ﹤0.01%
6,607
– –
PTH icon
1512
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$80K ﹤0.01%
5,559
– –
VCV icon
1513
Invesco California Value Municipal Income Trust
VCV
$527M
$80K ﹤0.01%
7,112
+70
+1% +$777
WIW
1514
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$80K ﹤0.01%
6,912
– –
WSM icon
1515
Williams-Sonoma
WSM
$29.5B
$80K ﹤0.01%
2,854
+818
+40% +$23.7K
XRX icon
1516
Xerox
XRX
$423M
$80K ﹤0.01%
2,938
+152
+5% +$3.99K
OA
1517
DELISTED
Orbital ATK, Inc.
OA
$80K ﹤0.01%
822
+54
+7% +$5.12K
RXII
1518
DELISTED
GALENA BIOPHARMA INC COM
RXII
$80K ﹤0.01%
34,798
+4,500
+15% +$10.3K
E icon
1519
ENI
E
$80.3B
$79K ﹤0.01%
1,717
+1,157
+207% +$52K
L icon
1520
Loews
L
$23.1B
$79K ﹤0.01%
1,695
+87
+5% +$4K
PNFP icon
1521
Pinnacle Financial Partners Inc
PNFP
$16B
$79K ﹤0.01%
2,650
– –
QCRH icon
1522
QCR Holdings
QCRH
$1.71B
$79K ﹤0.01%
5,000
– –
TRN icon
1523
Trinity Industries
TRN
$2.29B
$79K ﹤0.01%
4,861
+3,239
+200% +$47.8K
VNO icon
1524
Vornado Realty Trust
VNO
$7.24B
$79K ﹤0.01%
1,283
+71
+6% +$4.4K
PDCO
1525
DELISTED
Patterson Companies, Inc.
PDCO
$79K ﹤0.01%
1,883
-380
-17% -$15.4K
59 60
61
62 63

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.