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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
1476
DexCom
DXCM
$34.5B
$337K ﹤0.01%
22,384
+448
+2% +$7.94K
IAGG icon
1477
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$337K ﹤0.01%
6,495
+95
+1% +$4.97K
PMX
1478
DELISTED
PIMCO Municipal Income Fund III
PMX
$336K ﹤0.01%
29,510
+1,600
+6% +$18.7K
OAKS
1479
DELISTED
Five Oaks Investment Corp.
OAKS
$334K ﹤0.01%
67,267
-10,128
-13% -$53.5K
CW icon
1480
Curtiss-Wright
CW
$25.4B
$333K ﹤0.01%
3,384
-807
-19% -$76.7K
ETG
1481
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$333K ﹤0.01%
23,639
+2,501
+12% +$35.6K
TDTT icon
1482
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$333K ﹤0.01%
13,491
+733
+6% +$18.1K
WAFD icon
1483
WaFd
WAFD
$2.81B
$333K ﹤0.01%
9,685
-3,309
-25% -$101K
HQY icon
1484
HealthEquity
HQY
$8.83B
$332K ﹤0.01%
8,199
– –
AUY
1485
DELISTED
Yamana Gold, Inc.
AUY
$331K ﹤0.01%
117,826
+18,167
+18% +$59.4K
BNY
1486
DELISTED
BlackRock New York Municipal Income Trust
BNY
$330K ﹤0.01%
23,692
– –
CSD icon
1487
Invesco S&P Spin-Off ETF
CSD
$235M
$330K ﹤0.01%
7,607
-2,880
-27% -$123K
SPSM icon
1488
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$330K ﹤0.01%
12,441
+8,826
+244% +$222K
FELE icon
1489
Franklin Electric
FELE
$4.68B
$329K ﹤0.01%
8,448
+7,942
+1,570% +$312K
HES
1490
DELISTED
Hess
HES
$329K ﹤0.01%
5,325
-239
-4% -$13.1K
MIDD icon
1491
Middleby
MIDD
$5.29B
$329K ﹤0.01%
2,559
-872
-25% -$110K
NVR icon
1492
NVR
NVR
$17B
$329K ﹤0.01%
197
-98
-33% -$156K
LULU icon
1493
lululemon athletica
LULU
$13.6B
$328K ﹤0.01%
5,063
+3,417
+208% +$204K
HVPW
1494
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$328K ﹤0.01%
16,900
+10,050
+147% +$197K
CZA icon
1495
Invesco Zacks Mid-Cap ETF
CZA
$193M
$327K ﹤0.01%
6,009
-73
-1% -$3.91K
AXON
1496
Axon Enterprise
AXON
$50B
$325K ﹤0.01%
13,398
-2,432
-15% -$60K
JACK icon
1497
Jack in the Box
JACK
$358M
$325K ﹤0.01%
2,912
+2,030
+230% +$207K
LDP icon
1498
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$325K ﹤0.01%
13,267
+1,612
+14% +$38.8K
CNOB icon
1499
Center Bancorp
CNOB
$1.81B
$324K ﹤0.01%
12,470
-2,700
-18% -$58.5K
HLT icon
1500
Hilton Worldwide
HLT
$72.2B
$324K ﹤0.01%
3,991
+452
+13% +$33.2K
58 59
60
61 62

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.