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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGSH icon
1476
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$125K ﹤0.01%
2,050
+83
+4% +$5.06K
XPH icon
1477
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$125K ﹤0.01%
2,364
+2
+0.1% +$102
RAVN
1478
DELISTED
Raven Industries Inc
RAVN
$125K ﹤0.01%
5,129
+214
+4% +$6.09K
UDF
1479
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$125K ﹤0.01%
6,310
+5,610
+801% +$106K
ALE
1480
DELISTED
Allete
ALE
$124K ﹤0.01%
2,785
+508
+22% +$24.3K
FXZ icon
1481
First Trust Materials AlphaDEX Fund
FXZ
$385M
$124K ﹤0.01%
3,871
+7
+0.2% +$234
PAAS icon
1482
Pan American Silver
PAAS
$19.9B
$124K ﹤0.01%
11,268
-1,135
-9% -$16K
TDC icon
1483
Teradata
TDC
$2.57B
$124K ﹤0.01%
2,977
+544
+22% +$23.4K
CIM
1484
Chimera Investment
CIM
$993M
$123K ﹤0.01%
2,700
+277
+11% +$13.3K
FAF icon
1485
First American
FAF
$7.56B
$123K ﹤0.01%
4,540
-42
-0.9% -$1.17K
EMD
1486
Western Asset Emerging Markets Debt Fund
EMD
$612M
$122K ﹤0.01%
7,153
+1,696
+31% +$30.6K
GAB icon
1487
Gabelli Equity Trust
GAB
$1.81B
$122K ﹤0.01%
19,772
-3,185
-14% -$22K
HOMB icon
1488
Home BancShares
HOMB
$6.27B
$122K ﹤0.01%
8,268
-1,000
-11% -$15.3K
IVOV icon
1489
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$122K ﹤0.01%
2,660
– –
PEO
1490
Adams Natural Resources Fund
PEO
$772M
$122K ﹤0.01%
4,407
+171
+4% +$5.01K
AGU
1491
DELISTED
Agrium
AGU
$122K ﹤0.01%
1,372
-165
-11% -$15.2K
CBST
1492
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$122K ﹤0.01%
1,842
-45
-2% -$2.96K
PFIN
1493
DELISTED
P&F Industries
PFIN
$122K ﹤0.01%
15,000
– –
RENX
1494
DELISTED
RELX N.V.
RENX
$122K ﹤0.01%
8,284
+224
+3% +$3.3K
NTT
1495
DELISTED
Nippon Telegraph & Telephone
NTT
$122K ﹤0.01%
3,920
-2,728
-41% -$89.3K
IVOG icon
1496
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$121K ﹤0.01%
2,594
+200
+8% +$9.54K
ZION icon
1497
Zions Bancorporation
ZION
$10.5B
$121K ﹤0.01%
4,161
-53
-1% -$1.54K
BITA
1498
DELISTED
Bitauto Holdings Limited
BITA
$121K ﹤0.01%
1,554
+1,079
+227% +$75.6K
NYF icon
1499
iShares New York Muni Bond ETF
NYF
$1.41B
$120K ﹤0.01%
2,156
– –
SBGI icon
1500
Sinclair Inc
SBGI
$1.03B
$120K ﹤0.01%
4,605
-155
-3% -$4.75K
58 59
60
61 62

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.