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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
1451
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$701M
$357K 0.01%
8,978
-2,190
-20% -$91.1K
AFG icon
1452
American Financial Group
AFG
$12.1B
$356K 0.01%
4,211
-60
-1% -$4.81K
SON icon
1453
Sonoco
SON
$5.77B
$356K 0.01%
6,772
+3,022
+81% +$158K
AWR icon
1454
American States Water
AWR
$3.52B
$355K ﹤0.01%
7,840
-415
-5% -$17.3K
WLL
1455
DELISTED
Whiting Petroleum Corporation
WLL
$355K ﹤0.01%
112
+20
+22% +$60.1K
LLL
1456
DELISTED
L3 Technologies, Inc.
LLL
$353K ﹤0.01%
2,316
-63
-3% -$9.49K
DELL icon
1457
Dell
DELL
$320B
$352K ﹤0.01%
22,823
-1,254
-5% -$18K
KSU
1458
DELISTED
Kansas City Southern
KSU
$352K ﹤0.01%
4,131
-7,326
-64% -$646K
RVSB icon
1459
Riverview Bancorp
RVSB
$107M
$351K ﹤0.01%
50,145
– –
DGRO icon
1460
iShares Core Dividend Growth ETF
DGRO
$43.9B
$349K ﹤0.01%
12,088
+4,866
+67% +$137K
BGB
1461
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$348K ﹤0.01%
22,661
+5,036
+29% +$75K
ESS icon
1462
Essex Property Trust
ESS
$18.5B
$348K ﹤0.01%
1,507
-36
-2% -$7.78K
BNS icon
1463
Scotiabank
BNS
$111B
$345K ﹤0.01%
6,219
+2,147
+53% +$117K
SNLN
1464
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$345K ﹤0.01%
18,401
+5,428
+42% +$101K
BSJJ
1465
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$345K ﹤0.01%
14,300
+3,369
+31% +$81.1K
CHY
1466
Calamos Convertible and High Income Fund
CHY
$1.09B
$344K ﹤0.01%
32,648
-2,837
-8% -$29.9K
KLAC icon
1467
KLA
KLAC
$274B
$344K ﹤0.01%
43,690
+2,580
+6% +$19.7K
NXG
1468
NXG NextGen Infrastructure Income Fund
NXG
$355M
$344K ﹤0.01%
4,943
+221
+5% +$15K
TDIV icon
1469
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$344K ﹤0.01%
11,629
+250
+2% +$7.28K
DVYA icon
1470
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$343K ﹤0.01%
7,628
+61
+0.8% +$2.78K
UBSI icon
1471
United Bankshares
UBSI
$6.68B
$343K ﹤0.01%
7,449
-3,308
-31% -$140K
BBN icon
1472
BlackRock Taxable Municipal Bond Trust
BBN
$987M
$342K ﹤0.01%
15,653
-7,235
-32% -$160K
HYMB icon
1473
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$341K ﹤0.01%
12,060
+5,188
+75% +$148K
NKTR icon
1474
Nektar Therapeutics
NKTR
$2.57B
$339K ﹤0.01%
1,836
+1,560
+565% +$317K
TFCFA
1475
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$339K ﹤0.01%
12,027
+1,391
+13% +$37.4K
57 58
59
60 61

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.