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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLM icon
1451
Columbia Sportswear
COLM
$2.96B
$132K ﹤0.01%
3,700
-422
-10% -$16.4K
NBIS
1452
Nebius Group N.V.
NBIS
$69.3B
$132K ﹤0.01%
4,765
+406
+9% +$12.3K
NXR
1453
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$132K ﹤0.01%
+9,500
New +$131K
EGN
1454
DELISTED
Energen
EGN
$132K ﹤0.01%
1,834
– –
THI
1455
DELISTED
TIM HORTONS INC COM, CANADA
THI
$132K ﹤0.01%
1,678
-855
-34% -$57.1K
CMS icon
1456
CMS Energy
CMS
$22.1B
$131K ﹤0.01%
4,367
-1,929
-31% -$57.6K
IHI icon
1457
iShares US Medical Devices ETF
IHI
$3.48B
$131K ﹤0.01%
7,908
– –
OXSQ icon
1458
Oxford Square Capital
OXSQ
$160M
$131K ﹤0.01%
14,830
-1,163
-7% -$11.2K
REZ icon
1459
iShares Residential and Multisector Real Estate ETF
REZ
$861M
$131K ﹤0.01%
2,570
+322
+14% +$17.4K
USA icon
1460
Liberty All-Star Equity Fund
USA
$1.87B
$131K ﹤0.01%
22,406
+3,433
+18% +$20.4K
IVOO icon
1461
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.95B
$130K ﹤0.01%
2,796
+150
+6% +$7.14K
SBI
1462
Western Asset Intermediate Muni Fund
SBI
$109M
$130K ﹤0.01%
+13,360
New +$129K
GXP
1463
DELISTED
Great Plains Energy Incorporated
GXP
$130K ﹤0.01%
5,394
-415
-7% -$10.5K
PNY
1464
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$130K ﹤0.01%
3,880
-73
-2% -$2.62K
DIM icon
1465
WisdomTree International MidCap Dividend Fund
DIM
$169M
$129K ﹤0.01%
2,278
– –
NNN icon
1466
NNN REIT
NNN
$8.87B
$128K ﹤0.01%
3,704
+13
+0.4% +$475
NWBI icon
1467
Northwest Bancshares
NWBI
$2.31B
$128K ﹤0.01%
10,561
-3,550
-25% -$44.9K
CMLP
1468
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$128K ﹤0.01%
5,654
+1,174
+26% +$26.3K
FDO
1469
DELISTED
FAMILY DOLLAR STORES
FDO
$128K ﹤0.01%
1,663
-3,274
-66% -$241K
CHI
1470
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$127K ﹤0.01%
9,379
-226
-2% -$3.12K
WFC.PRL icon
1471
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$127K ﹤0.01%
106
– –
NPI
1472
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$127K ﹤0.01%
9,450
+3,950
+72% +$53.1K
MCY icon
1473
Mercury Insurance
MCY
$5.81B
$126K ﹤0.01%
2,574
+186
+8% +$9.18K
SBRA icon
1474
Sabra Healthcare REIT
SBRA
$5.15B
$126K ﹤0.01%
5,161
+30
+0.6% +$832
EHC icon
1475
Encompass Health
EHC
$12.2B
$125K ﹤0.01%
4,275
-31
-0.7% -$945
57 58
59
60 61

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.