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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPM icon
1451
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$110K ﹤0.01%
6,750
+3,500
+108% +$55.3K
SCJ icon
1452
iShares MSCI Japan Small-Cap ETF
SCJ
$264M
$110K ﹤0.01%
2,102
+1,935
+1,159% +$102K
USA icon
1453
Liberty All-Star Equity Fund
USA
$1.86B
$110K ﹤0.01%
18,754
+4,511
+32% +$26.3K
OA
1454
DELISTED
Orbital ATK, Inc.
OA
$110K ﹤0.01%
774
-98
-11% -$13.1K
STR
1455
DELISTED
QUESTAR CORP
STR
$110K ﹤0.01%
4,611
+7
+0.2% +$163
ALG icon
1456
Alamo Group
ALG
$2B
$109K ﹤0.01%
2,000
– –
BMRC icon
1457
Bank of Marin Bancorp
BMRC
$465M
$109K ﹤0.01%
4,816
– –
CCEP icon
1458
Coca-Cola Europacific Partners
CCEP
$47.5B
$109K ﹤0.01%
2,273
+246
+12% +$11.2K
DIM icon
1459
WisdomTree International MidCap Dividend Fund
DIM
$169M
$109K ﹤0.01%
1,806
– –
EPC icon
1460
Edgewell Personal Care
EPC
$1.33B
$109K ﹤0.01%
1,461
-210
-13% -$15.4K
LYG icon
1461
Lloyds Banking Group
LYG
$90B
$109K ﹤0.01%
21,436
+6,058
+39% +$32.9K
PRFZ icon
1462
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$109K ﹤0.01%
5,480
-5
-0.1% -$97
SWK icon
1463
Stanley Black & Decker
SWK
$15.5B
$109K ﹤0.01%
1,346
-348
-21% -$27.9K
UGI icon
1464
UGI
UGI
$7.51B
$109K ﹤0.01%
3,596
-3,568
-50% -$103K
CUNB
1465
DELISTED
CU Bancorp
CUNB
$109K ﹤0.01%
5,913
– –
RCAP
1466
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$109K ﹤0.01%
2,800
-13,500
-83% -$326K
AAP icon
1467
Advance Auto Parts
AAP
$3.2B
$108K ﹤0.01%
857
+249
+41% +$30.2K
BG icon
1468
Bunge Global
BG
$21.5B
$108K ﹤0.01%
1,359
+115
+9% +$9.05K
PKB icon
1469
Invesco Building & Construction ETF
PKB
$396M
$108K ﹤0.01%
4,719
-1,778
-27% -$39.9K
SCHB icon
1470
Schwab US Broad Market ETF
SCHB
$44.8B
$108K ﹤0.01%
14,112
+408
+3% +$3.05K
SIG icon
1471
Signet Jewelers
SIG
$3.6B
$108K ﹤0.01%
1,022
+247
+32% +$21.6K
PDLI
1472
DELISTED
PDL BioPharma, Inc.
PDLI
$108K ﹤0.01%
13,036
-1,080
-8% -$9.26K
SAGG
1473
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$108K ﹤0.01%
3,095
-195
-6% -$6.88K
EVO
1474
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$108K ﹤0.01%
8,248
+1,110
+16% +$14.1K
EUM icon
1475
ProShares Trust Short MSCI Emerging Markets
EUM
$9.31M
$107K ﹤0.01%
+2,027
New +$113K
57 58
59
60 61

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.