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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKO
1451
DELISTED
Pimco Income Opportunity Fund
PKO
$106K ﹤0.01%
3,755
-750
-17% -$21K
AMG icon
1452
Affiliated Managers Group
AMG
$9.48B
$105K ﹤0.01%
484
– –
FWONA icon
1453
Liberty Media Series A
FWONA
$23.4B
$105K ﹤0.01%
4,042
-112
-3% -$2.97K
BECN
1454
DELISTED
Beacon Roofing Supply, Inc.
BECN
$105K ﹤0.01%
2,606
-2
-0.1% -$73
AFOP
1455
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$105K ﹤0.01%
6,962
+6,562
+1,641% +$110K
PFIN
1456
DELISTED
P&F Industries
PFIN
$105K ﹤0.01%
15,000
– –
RESI
1457
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$105K ﹤0.01%
3,500
+75
+2% +$2.03K
BMRC icon
1458
Bank of Marin Bancorp
BMRC
$461M
$104K ﹤0.01%
4,816
– –
NNN icon
1459
NNN REIT
NNN
$8.71B
$104K ﹤0.01%
3,420
-1,337
-28% -$43.3K
SAN icon
1460
Banco Santander
SAN
$210B
$104K ﹤0.01%
12,692
-9,910
-44% -$78.8K
VIVO
1461
DELISTED
Meridian Bioscience Inc
VIVO
$104K ﹤0.01%
3,918
-10
-0.3% -$246
GLUU
1462
DELISTED
Glu Mobile Inc.
GLUU
$104K ﹤0.01%
26,880
-21,000
-44% -$71.3K
HCBK
1463
DELISTED
HUDSON CITY BANCORP INC
HCBK
$104K ﹤0.01%
11,114
-1,169
-10% -$10.7K
MGAM
1464
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$104K ﹤0.01%
3,311
-1,100
-25% -$34.2K
CAM
1465
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$104K ﹤0.01%
1,747
+892
+104% +$51.4K
OIA icon
1466
Invesco Municipal Income Opportunities Trust
OIA
$290M
$103K ﹤0.01%
16,538
-274
-2% -$1.69K
SCHB icon
1467
Schwab US Broad Market ETF
SCHB
$44.7B
$103K ﹤0.01%
13,704
-53,508
-80% -$385K
TPC
1468
Tutor Perini Cor
TPC
$5.13B
$103K ﹤0.01%
3,935
+1,100
+39% +$25.9K
CUNB
1469
DELISTED
CU Bancorp
CUNB
$103K ﹤0.01%
5,913
– –
BSCE
1470
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$103K ﹤0.01%
4,845
+360
+8% +$7.66K
AFG icon
1471
American Financial Group
AFG
$12B
$102K ﹤0.01%
1,767
– –
BG icon
1472
Bunge Global
BG
$21.4B
$102K ﹤0.01%
1,244
-121
-9% -$9.77K
MCY icon
1473
Mercury Insurance
MCY
$5.86B
$102K ﹤0.01%
2,050
+975
+91% +$47.2K
MUR icon
1474
Murphy Oil
MUR
$5.12B
$102K ﹤0.01%
1,580
-240
-13% -$15K
WPP icon
1475
WPP
WPP
$5.83B
$102K ﹤0.01%
890
+788
+773% +$84.4K
57 58
59
60 61

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.