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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDD icon
1426
Middleby
MIDD
$5.29B
$768K 0.01%
6,564
-1,491
-19% -$183K
EME icon
1427
Emcor
EME
$36.7B
$766K 0.01%
8,897
+213
+2% +$18.1K
HSBC icon
1428
HSBC
HSBC
$358B
$766K 0.01%
19,996
-3,246
-14% -$126K
EMN icon
1429
Eastman Chemical
EMN
$8.43B
$765K 0.01%
10,355
-290
-3% -$20.8K
BSCE
1430
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$764K 0.01%
29,119
+7,951
+38% +$208K
BGS icon
1431
B&G Foods
BGS
$299M
$763K 0.01%
40,358
-1,006
-2% -$19.3K
JPEM icon
1432
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$390M
$763K 0.01%
14,546
-1,431
-9% -$77.1K
EQC
1433
DELISTED
Equity Commonwealth
EQC
$763K 0.01%
22,273
+6,720
+43% +$226K
TUZ
1434
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$760K 0.01%
14,926
-280
-2% -$14.3K
PHM icon
1435
Pultegroup
PHM
$24.9B
$758K 0.01%
20,735
-289
-1% -$9.62K
PSI icon
1436
Invesco Semiconductors ETF
PSI
$2.59B
$755K 0.01%
39,165
+2,229
+6% +$42.3K
MTD icon
1437
Mettler-Toledo International
MTD
$28.7B
$752K 0.01%
1,067
-219
-17% -$161K
PSQ icon
1438
ProShares Short QQQ
PSQ
$635M
$752K 0.01%
5,426
-570
-10% -$79.2K
ESQ icon
1439
Esquire Financial Holdings
ESQ
$1.59B
$751K 0.01%
30,300
+10,000
+49% +$239K
PSF icon
1440
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$750K 0.01%
25,378
-26,106
-51% -$752K
BURL icon
1441
Burlington
BURL
$22.4B
$749K 0.01%
3,757
+98
+3% +$18K
CYBR
1442
DELISTED
CyberArk
CYBR
$748K 0.01%
7,506
-22,358
-75% -$2.7M
PDX
1443
PIMCO Dynamic Income Strategy Fund
PDX
$972M
$748K 0.01%
42,729
+7,521
+21% +$142K
GPM
1444
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$748K 0.01%
96,125
+2,465
+3% +$19.6K
FTSD icon
1445
Franklin Short Duration US Government ETF
FTSD
$309M
$747K 0.01%
7,912
-138
-2% -$13.1K
AOD
1446
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$746K 0.01%
89,542
-5,402
-6% -$44.5K
WFC.PRL icon
1447
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$746K 0.01%
490
+63
+15% +$89.8K
IVOG icon
1448
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$744K 0.01%
10,674
-788
-7% -$55K
MTN icon
1449
Vail Resorts
MTN
$5.18B
$744K 0.01%
3,267
+108
+3% +$25.5K
SDVY icon
1450
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$744K 0.01%
36,655
+13,585
+59% +$273K
56 57
58
59 60

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.