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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
1426
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$593K 0.01%
33,269
-2,986
-8% -$52.2K
DRI icon
1427
Darden Restaurants
DRI
$24.9B
$592K 0.01%
6,160
-437
-7% -$36.9K
ORI icon
1428
Old Republic International
ORI
$10.3B
$592K 0.01%
27,761
+1,928
+7% +$39.4K
SBR
1429
Sabine Royalty Trust
SBR
$1.06B
$592K 0.01%
13,267
-1,244
-9% -$53K
BT
1430
DELISTED
BT Group plc (ADR)
BT
$592K 0.01%
32,447
+28,382
+698% +$502K
IIF
1431
Morgan Stanley India Investment Fund
IIF
$220M
$591K 0.01%
17,847
+3,300
+23% +$117K
HL icon
1432
Hecla Mining
HL
$11.8B
$590K 0.01%
148,766
-4,717
-3% -$20.5K
SVXY icon
1433
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
$590K 0.01%
2,300
-250
-10% -$55.4K
THD icon
1434
iShares MSCI Thailand ETF
THD
$357M
$590K 0.01%
6,375
+3,195
+100% +$285K
BCV
1435
Bancroft Fund
BCV
$140M
$589K 0.01%
27,032
+2,142
+9% +$46.7K
VOOV icon
1436
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$589K 0.01%
5,364
-121
-2% -$12.9K
AUY
1437
DELISTED
Yamana Gold, Inc.
AUY
$589K 0.01%
188,660
+28,210
+18% +$75.3K
EBS icon
1438
Emergent Biosolutions
EBS
$229M
$587K 0.01%
12,624
+50
+0.4% +$2.1K
STEW
1439
SRH Total Return Fund
STEW
$1.82B
$586K 0.01%
52,903
+8,819
+20% +$93.7K
SVC
1440
Service Properties Trust
SVC
$1.05B
$585K 0.01%
3,912
+468
+14% +$68.7K
CLR
1441
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$584K 0.01%
11,020
+6,157
+127% +$270K
DBEM icon
1442
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
$581K 0.01%
24,132
-17,492
-42% -$420K
MSB
1443
Mesabi Trust
MSB
$306M
$581K 0.01%
23,085
+14,300
+163% +$334K
FDMO icon
1444
Fidelity Momentum Factor ETF
FDMO
$924M
$580K 0.01%
18,576
+8,011
+76% +$245K
ADAM
1445
Adamas Trust
ADAM
$880M
$580K 0.01%
23,457
+6,208
+36% +$156K
HAIN icon
1446
Hain Celestial
HAIN
$53.4M
$576K 0.01%
13,571
+1,804
+15% +$71.4K
PNNT
1447
Pennant Park Investment Corp
PNNT
$242M
$575K 0.01%
83,245
-56,978
-41% -$422K
BYM
1448
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$573K 0.01%
40,469
-6,821
-14% -$98.1K
ASML icon
1449
ASML
ASML
$666B
$572K 0.01%
3,265
+714
+28% +$126K
LII icon
1450
Lennox International
LII
$14.6B
$572K 0.01%
2,745
+710
+35% +$138K
56 57
58
59 60

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.