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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECON icon
1426
Columbia Emerging Markets Consumer ETF
ECON
$313M
$136K ﹤0.01%
5,173
+81
+2% +$2.27K
ENB icon
1427
Enbridge
ENB
$112B
$136K ﹤0.01%
2,848
-860
-23% -$42.5K
PIO icon
1428
Invesco Global Water ETF
PIO
$278M
$136K ﹤0.01%
5,960
– –
WST icon
1429
West Pharmaceutical
WST
$24.4B
$136K ﹤0.01%
3,030
+224
+8% +$9.52K
FMER
1430
DELISTED
FIRSTMERIT CORP
FMER
$136K ﹤0.01%
7,745
– –
AIA icon
1431
iShares Asia 50 ETF
AIA
$5.07B
$135K ﹤0.01%
2,882
+3
+0.1% +$149
BKF icon
1432
iShares MSCI BIC ETF
BKF
$76.4M
$135K ﹤0.01%
3,631
-6,615
-65% -$265K
BLE
1433
DELISTED
BlackRock Municipal Income Trust II
BLE
$135K ﹤0.01%
9,385
+156
+2% +$2.25K
DHC
1434
Diversified Healthcare Trust
DHC
$2.03B
$135K ﹤0.01%
6,515
-323
-5% -$7.32K
FULT icon
1435
Fulton Financial
FULT
$4.69B
$135K ﹤0.01%
12,163
-941
-7% -$10.9K
SAP icon
1436
SAP
SAP
$242B
$135K ﹤0.01%
1,864
-33
-2% -$2.56K
UTHR icon
1437
United Therapeutics
UTHR
$21.5B
$135K ﹤0.01%
1,051
-209
-17% -$21.5K
AMU
1438
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$135K ﹤0.01%
4,048
-39
-1% -$1.29K
AON icon
1439
Aon
AON
$75.7B
$134K ﹤0.01%
1,531
-52
-3% -$4.54K
MXI icon
1440
iShares Global Materials ETF
MXI
$356M
$134K ﹤0.01%
2,242
-6,261
-74% -$400K
NC icon
1441
NACCO Industries
NC
$316M
$134K ﹤0.01%
11,818
-5,252
-31% -$62.3K
PPLT
1442
abrdn Physical Platinum Shares ETF
PPLT
$2B
$134K ﹤0.01%
9,850
+1,000
+11% +$13.9K
CDMO
1443
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$134K ﹤0.01%
14,079
-171
-1% -$1.92K
RJA
1444
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$134K ﹤0.01%
19,232
– –
INP
1445
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$134K ﹤0.01%
1,910
– –
CHH icon
1446
Choice Hotels
CHH
$4.71B
$133K ﹤0.01%
2,562
+5
+0.2% +$252
EFX icon
1447
Equifax
EFX
$21.8B
$133K ﹤0.01%
1,781
+33
+2% +$2.51K
INGR icon
1448
Ingredion
INGR
$6.63B
$133K ﹤0.01%
1,752
-353
-17% -$27.4K
NOBL icon
1449
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$133K ﹤0.01%
5,746
+2,810
+96% +$64.9K
MACK
1450
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$133K ﹤0.01%
1,932
– –
56 57
58
59 60

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.