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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIF
1426
DELISTED
MFS Intermediate High Income Fund
CIF
$109K ﹤0.01%
37,820
+605
+2% +$1.71K
MAA icon
1427
Mid-America Apartment Communities
MAA
$15.3B
$109K ﹤0.01%
1,802
+984
+120% +$61.5K
INP
1428
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$109K ﹤0.01%
1,910
-200
-9% -$11K
ETX
1429
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$108K ﹤0.01%
7,398
+323
+5% +$4.63K
PGP
1430
PIMCO Global StockPLUS & Income Fund
PGP
$101M
$108K ﹤0.01%
4,668
+167
+4% +$3.84K
ULTA icon
1431
Ulta Beauty
ULTA
$23.3B
$108K ﹤0.01%
1,131
-96
-8% -$11.3K
DIM icon
1432
WisdomTree International MidCap Dividend Fund
DIM
$168M
$107K ﹤0.01%
1,806
– –
IAF
1433
abrdn Australia Equity Fund
IAF
$128M
$107K ﹤0.01%
4,222
– –
LSTA icon
1434
Lisata Therapeutics
LSTA
$10.9M
$107K ﹤0.01%
+104
New +$103K
PRFZ icon
1435
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$107K ﹤0.01%
5,485
-565
-9% -$10.5K
ORAN
1436
DELISTED
Orange
ORAN
$107K ﹤0.01%
8,644
-696
-7% -$9.01K
BSCJ
1437
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$107K ﹤0.01%
+5,198
New +$108K
GM.WS.B
1438
DELISTED
General Motors Company
GM.WS.B
$107K ﹤0.01%
4,621
+205
+5% +$4.17K
KERX
1439
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$107K ﹤0.01%
8,332
+1,221
+17% +$14.6K
NIO
1440
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$107K ﹤0.01%
8,118
-2,568
-24% -$33K
BKW
1441
DELISTED
BURGER KING WORLDWIDE
BKW
$107K ﹤0.01%
4,700
+1,000
+27% +$20.6K
DO
1442
DELISTED
Diamond Offshore Drilling
DO
$107K ﹤0.01%
1,884
-2,533
-57% -$153K
IEMG icon
1443
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$106K ﹤0.01%
2,133
-545
-20% -$27.2K
IVOO icon
1444
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$106K ﹤0.01%
2,342
+242
+12% +$10.5K
MELI icon
1445
Mercado Libre
MELI
$98.4B
$106K ﹤0.01%
987
-250
-20% -$29.9K
SMH icon
1446
VanEck Semiconductor ETF
SMH
$70.6B
$106K ﹤0.01%
4,990
+92
+2% +$1.89K
WEN icon
1447
Wendy's
WEN
$1.44B
$106K ﹤0.01%
12,197
-7,304
-37% -$62.7K
CLGX
1448
DELISTED
Corelogic, Inc.
CLGX
$106K ﹤0.01%
2,996
– –
OA
1449
DELISTED
Orbital ATK, Inc.
OA
$106K ﹤0.01%
872
+50
+6% +$5.65K
STR
1450
DELISTED
QUESTAR CORP
STR
$106K ﹤0.01%
4,604
+311
+7% +$7.14K
56 57
58
59 60

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.