We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGA
1401
Voya Global Advantage and Premium Opportunity Fund
IGA
$159M
$141K ﹤0.01%
11,460
+46
+0.4% +$559
WEN icon
1402
Wendy's
WEN
$1.65B
$141K ﹤0.01%
17,065
+3,967
+30% +$32.5K
EPRO
1403
DELISTED
AdvisorShares EquityPro ETF
EPRO
$141K ﹤0.01%
4,495
+1,507
+50% +$48.1K
AMG icon
1404
Affiliated Managers Group
AMG
$9.7B
$140K ﹤0.01%
701
+111
+19% +$22.6K
DPZ icon
1405
Domino's
DPZ
$11.6B
$140K ﹤0.01%
1,825
-200
-10% -$14.9K
FCEL icon
1406
FuelCell Energy
FCEL
$1.63B
$140K ﹤0.01%
16
+12
+300% +$122K
JXI icon
1407
iShares Global Utilities ETF
JXI
$308M
$140K ﹤0.01%
2,929
-1,065
-27% -$51.8K
SURE icon
1408
AdvisorShares Insider Advantage ETF
SURE
$58.2M
$140K ﹤0.01%
+2,707
New +$140K
PDCO
1409
DELISTED
Patterson Companies, Inc.
PDCO
$140K ﹤0.01%
3,389
-241
-7% -$9.62K
HLSS
1410
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$140K ﹤0.01%
6,625
-2,175
-25% -$48K
BBY icon
1411
Best Buy
BBY
$18B
$139K ﹤0.01%
4,125
-407
-9% -$12.8K
HAIN icon
1412
Hain Celestial
HAIN
$53.9M
$139K ﹤0.01%
2,710
+328
+14% +$15.3K
HBAN icon
1413
Huntington Bancshares
HBAN
$35.9B
$139K ﹤0.01%
14,279
-345
-2% -$3.38K
MKL icon
1414
Markel Group
MKL
$22.8B
$139K ﹤0.01%
219
– –
SIG icon
1415
Signet Jewelers
SIG
$3.6B
$139K ﹤0.01%
1,217
+297
+32% +$32.8K
TRMB icon
1416
Trimble
TRMB
$13.4B
$139K ﹤0.01%
4,563
-328
-7% -$10.7K
TGP
1417
DELISTED
Teekay LNG Partners L.P.
TGP
$139K ﹤0.01%
3,197
+16
+0.5% +$699
BLW icon
1418
BlackRock Limited Duration Income Trust
BLW
$508M
$138K ﹤0.01%
8,504
-1,968
-19% -$33.1K
PIV
1419
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$138K ﹤0.01%
6,376
+350
+6% +$7.58K
FIS icon
1420
Fidelity National Information Services
FIS
$22.8B
$137K ﹤0.01%
2,440
+369
+18% +$20.9K
IMCB icon
1421
iShares Morningstar Mid-Cap ETF
IMCB
$1.73B
$137K ﹤0.01%
3,944
– –
IVR icon
1422
Invesco Mortgage Capital
IVR
$805M
$137K ﹤0.01%
874
+11
+1% +$1.88K
JQC icon
1423
Nuveen Credit Strategies Income Fund
JQC
$715M
$137K ﹤0.01%
15,334
-30,688
-67% -$278K
NDLS icon
1424
Noodles & Co
NDLS
$100M
$137K ﹤0.01%
892
+111
+14% +$21.4K
XRDC
1425
DELISTED
Crossroads Capital, Inc
XRDC
$137K ﹤0.01%
+26,000
New +$145K
55 56
57
58 59

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.