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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
1401
Allspring Multi-Sector Income Fund
ERC
$261M
$99K ﹤0.01%
7,026
+20
+0.3% +$283
GRC icon
1402
Gorman-Rupp
GRC
$2.19B
$99K ﹤0.01%
3,073
+4
+0.1% +$115
KSS icon
1403
Kohl's
KSS
$2.1B
$99K ﹤0.01%
1,885
-810
-30% -$42.3K
PFI icon
1404
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.4M
$99K ﹤0.01%
+3,807
New +$98.3K
PID icon
1405
Invesco International Dividend Achievers ETF
PID
$913M
$99K ﹤0.01%
5,705
+3
+0.1% +$51
WST icon
1406
West Pharmaceutical
WST
$24.7B
$99K ﹤0.01%
2,402
-38
-2% -$1.45K
XYL icon
1407
Xylem
XYL
$28.8B
$99K ﹤0.01%
3,441
-77
-2% -$2.05K
NES
1408
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$99K ﹤0.01%
4,330
-120
-3% -$3.39K
EW icon
1409
Edwards Lifesciences
EW
$54B
$98K ﹤0.01%
8,508
-2,346
-22% -$27.4K
FPE icon
1410
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$98K ﹤0.01%
5,439
+934
+21% +$17.4K
IGM icon
1411
iShares Expanded Tech Sector ETF
IGM
$10.7B
$98K ﹤0.01%
7,392
-41,340
-85% -$539K
SMH icon
1412
VanEck Semiconductor ETF
SMH
$70.6B
$98K ﹤0.01%
+4,898
New +$94.5K
NPM
1413
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$98K ﹤0.01%
7,508
-919
-11% -$11.7K
IDXX icon
1414
Idexx Laboratories
IDXX
$46.2B
$97K ﹤0.01%
1,880
+118
+7% +$5.67K
NMM icon
1415
Navios Maritime Partners
NMM
$2.23B
$97K ﹤0.01%
442
-73
-14% -$16K
RXI icon
1416
iShares Global Consumer Discretionary ETF
RXI
$277M
$97K ﹤0.01%
1,249
-91
-7% -$6.87K
TGP
1417
DELISTED
Teekay LNG Partners L.P.
TGP
$97K ﹤0.01%
2,201
+15
+0.7% +$644
STR
1418
DELISTED
QUESTAR CORP
STR
$97K ﹤0.01%
4,293
+8
+0.2% +$185
COY
1419
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
$97K ﹤0.01%
13,487
+43
+0.3% +$304
AFG icon
1420
American Financial Group
AFG
$12B
$96K ﹤0.01%
1,767
-46
-3% -$2.4K
BECN
1421
DELISTED
Beacon Roofing Supply, Inc.
BECN
$96K ﹤0.01%
2,608
+10
+0.4% +$382
LSI
1422
DELISTED
Life Storage, Inc.
LSI
$96K ﹤0.01%
1,905
+15
+0.8% +$704
BSCE
1423
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$96K ﹤0.01%
4,485
– –
ATO icon
1424
Atmos Energy
ATO
$28.6B
$95K ﹤0.01%
2,205
+502
+29% +$21.2K
HOMB icon
1425
Home BancShares
HOMB
$6.2B
$95K ﹤0.01%
6,238
-192
-3% -$2.64K
55 56
57
58 59

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.