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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURL icon
1376
Burlington
BURL
$22.4B
$619K 0.01%
3,812
+1,264
+50% +$204K
SMH icon
1377
VanEck Semiconductor ETF
SMH
$72.5B
$619K 0.01%
14,180
-11,542
-45% -$542K
BFK
1378
DELISTED
BlackRock Municipal Income Trust
BFK
$618K 0.01%
50,726
+2,310
+5% +$28.5K
LIT icon
1379
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$616K 0.01%
22,832
-2,773
-11% -$84.3K
WAT icon
1380
Waters Corp
WAT
$40.6B
$616K 0.01%
3,275
-769
-19% -$146K
GSG icon
1381
iShares S&P GSCI Commodity-Indexed Trust
GSG
$932M
$615K 0.01%
43,963
-7,187
-14% -$117K
IBDK
1382
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$615K 0.01%
24,785
+2,564
+12% +$63.5K
EOS
1383
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$613K 0.01%
41,718
-741
-2% -$11.6K
MLPX icon
1384
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
$613K 0.01%
18,671
-1,285
-6% -$47.3K
UCC icon
1385
ProShares Ultra Consumer Discretionary
UCC
$10.4M
$613K 0.01%
31,704
-1,948
-6% -$44.5K
COO icon
1386
Cooper Companies
COO
$14.9B
$610K 0.01%
9,696
-10,572
-52% -$684K
TXT icon
1387
Textron
TXT
$15.1B
$610K 0.01%
13,244
+1,532
+13% +$86.1K
CSD icon
1388
Invesco S&P Spin-Off ETF
CSD
$235M
$608K 0.01%
14,353
-517
-3% -$25K
AER icon
1389
AerCap
AER
$23.5B
$606K 0.01%
15,259
+2,730
+22% +$137K
AL
1390
DELISTED
Air Lease Corp
AL
$605K 0.01%
20,016
+4,024
+25% +$154K
CIT
1391
DELISTED
CIT Group Inc.
CIT
$605K 0.01%
15,797
-2,488
-14% -$113K
HCSG icon
1392
Healthcare Services Group
HCSG
$1.45B
$604K 0.01%
15,055
+4,778
+46% +$202K
FTHI icon
1393
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.48B
$603K 0.01%
29,730
+6,731
+29% +$147K
EPRF icon
1394
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.6M
$601K 0.01%
28,160
– –
HWM icon
1395
Howmet Aerospace
HWM
$113B
$601K 0.01%
45,817
-12,255
-21% -$191K
FEP icon
1396
First Trust Europe AlphaDEX Fund
FEP
$534M
$600K 0.01%
19,133
+5,467
+40% +$183K
BBY icon
1397
Best Buy
BBY
$18B
$598K 0.01%
11,368
+5,430
+91% +$355K
KDP icon
1398
Keurig Dr Pepper
KDP
$42.3B
$598K 0.01%
23,346
+732
+3% +$18.6K
UGI icon
1399
UGI
UGI
$7.56B
$598K 0.01%
11,179
+3,958
+55% +$220K
AXTA icon
1400
Axalta
AXTA
$7.93B
$597K 0.01%
25,435
+2,556
+11% +$63.5K
54 55
56
57 58

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.