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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTD
1376
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$627K 0.01%
25,444
+624
+3% +$16K
IYK icon
1377
iShares US Consumer Staples ETF
IYK
$1.43B
$626K 0.01%
14,820
-24,723
-63% -$1.02M
TLEH
1378
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$626K 0.01%
20,288
+857
+4% +$26K
B
1379
Barrick Mining
B
$68.5B
$625K 0.01%
43,159
-3,951
-8% -$58.3K
NUV icon
1380
Nuveen Municipal Value Fund
NUV
$1.91B
$624K 0.01%
61,729
-3,606
-6% -$36.7K
SMDV icon
1381
ProShares Russell 2000 Dividend Growers ETF
SMDV
$702M
$624K 0.01%
11,292
-32,363
-74% -$1.82M
TCPC icon
1382
BlackRock TCP Capital
TCPC
$331M
$623K 0.01%
40,759
-2,002
-5% -$32K
NXG
1383
NXG NextGen Infrastructure Income Fund
NXG
$344M
$622K 0.01%
7,658
+1,092
+17% +$82.7K
GER
1384
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$621K 0.01%
11,217
+2,160
+24% +$119K
IBDK
1385
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$621K 0.01%
24,961
+952
+4% +$23.7K
VRSN icon
1386
VeriSign
VRSN
$26.5B
$620K 0.01%
5,414
-76
-1% -$8.48K
WIW
1387
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$618K 0.01%
54,071
+4,687
+9% +$52.9K
HAP icon
1388
VanEck Natural Resources ETF
HAP
$309M
$617K 0.01%
16,620
+1,617
+11% +$58.3K
SPTM icon
1389
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$617K 0.01%
18,566
+17,270
+1,333% +$559K
TNL icon
1390
Travel + Leisure Co
TNL
$4.5B
$617K 0.01%
11,782
+3,635
+45% +$180K
CTWS
1391
DELISTED
Connecticut Water Service Inc
CTWS
$617K 0.01%
10,748
+7,133
+197% +$436K
CBRL icon
1392
Cracker Barrel
CBRL
$1.25B
$616K 0.01%
3,874
+327
+9% +$51.3K
EQIX icon
1393
Equinix
EQIX
$103B
$616K 0.01%
1,362
+17
+1% +$7.87K
DBP icon
1394
Invesco DB Precious Metals Fund
DBP
$259M
$615K 0.01%
15,970
-1,186
-7% -$44.9K
AWR icon
1395
American States Water
AWR
$3.43B
$613K 0.01%
10,603
+914
+9% +$50.1K
LEO
1396
BNY Mellon Strategic Municipals
LEO
$387M
$613K 0.01%
70,875
+1,365
+2% +$12K
PWB icon
1397
Invesco Large Cap Growth ETF
PWB
$2.39B
$610K 0.01%
14,682
+2,293
+19% +$93K
RF icon
1398
Regions Financial
RF
$26.8B
$610K 0.01%
35,205
-505
-1% -$8.07K
VTA
1399
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$610K 0.01%
52,208
+2,448
+5% +$28.6K
MYI icon
1400
BlackRock MuniYield Quality Fund III
MYI
$719M
$609K 0.01%
44,127
-4,964
-10% -$70.2K
54 55
56
57 58

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.