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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AM
1376
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$420K 0.01%
13,600
+3,919
+40% +$113K
BAH icon
1377
Booz Allen Hamilton
BAH
$9.43B
$419K 0.01%
11,614
-913
-7% -$31K
EWT icon
1378
iShares MSCI Taiwan ETF
EWT
$11.6B
$419K 0.01%
14,262
-1,224
-8% -$37.7K
FDT icon
1379
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$418K 0.01%
8,854
-530
-6% -$25.2K
IEP icon
1380
Icahn Enterprises
IEP
$5.33B
$418K 0.01%
6,986
-59
-0.8% -$3.18K
FPF
1381
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$417K 0.01%
18,348
-11,342
-38% -$251K
WU icon
1382
Western Union
WU
$2.34B
$415K 0.01%
19,222
-846
-4% -$17.6K
GER
1383
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$415K 0.01%
6,405
+996
+18% +$62.7K
DKS icon
1384
Dick's Sporting Goods
DKS
$18.1B
$414K 0.01%
7,675
+840
+12% +$48.2K
TYL icon
1385
Tyler Technologies
TYL
$13.5B
$414K 0.01%
2,887
+2,691
+1,373% +$418K
CSF
1386
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$413K 0.01%
11,496
– –
BBWI icon
1387
Bath & Body Works
BBWI
$3.76B
$412K 0.01%
7,807
-888
-10% -$50.5K
CTSH icon
1388
Cognizant
CTSH
$26.7B
$412K 0.01%
7,303
-2,549
-26% -$136K
PWT
1389
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$412K 0.01%
15,834
– –
IPGP icon
1390
IPG Photonics
IPGP
$3.57B
$411K 0.01%
4,158
+179
+4% +$16.7K
PXSC
1391
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$407K 0.01%
10,315
– –
CP icon
1392
Canadian Pacific Kansas City
CP
$82.6B
$405K 0.01%
14,165
+4,290
+43% +$127K
EAD
1393
Allspring Income Opportunities Fund
EAD
$377M
$405K 0.01%
47,712
+9,336
+24% +$76.3K
HW
1394
DELISTED
Headwaters Inc
HW
$405K 0.01%
17,234
+374
+2% +$7.6K
MOO icon
1395
VanEck Agribusiness ETF
MOO
$972M
$404K 0.01%
7,882
-288
-4% -$14.6K
LAZ icon
1396
Lazard
LAZ
$4.43B
$402K 0.01%
9,771
-272
-3% -$10.6K
KED
1397
DELISTED
Kayne Anderson Energy
KED
$402K 0.01%
20,727
+4,387
+27% +$82.7K
CNC icon
1398
Centene
CNC
$32.6B
$401K 0.01%
13,918
+496
+4% +$14.6K
PWV icon
1399
Invesco Large Cap Value ETF
PWV
$1.79B
$401K 0.01%
11,894
-945
-7% -$30.7K
QTEC icon
1400
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$401K 0.01%
7,635
+2,607
+52% +$134K
54 55
56
57 58

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.