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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNOW icon
1376
DNOW Inc
DNOW
$2.95B
$147K ﹤0.01%
4,821
-1,747
-27% -$57.2K
ACHN
1377
DELISTED
Achillion Pharmaceuticals
ACHN
$147K ﹤0.01%
14,772
-740
-5% -$6.87K
BCS.PR.CL
1378
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$147K ﹤0.01%
5,788
+1,000
+21% +$25.4K
MTW icon
1379
Manitowoc
MTW
$753M
$146K ﹤0.01%
6,871
-273
-4% -$7.11K
MUI
1380
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$146K ﹤0.01%
10,060
+859
+9% +$12.3K
ORAN
1381
DELISTED
Orange
ORAN
$146K ﹤0.01%
9,896
+1,000
+11% +$15.2K
MTT
1382
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$146K ﹤0.01%
6,487
+5,590
+623% +$125K
APH icon
1383
Amphenol
APH
$204B
$145K ﹤0.01%
11,592
-3,704
-24% -$46.4K
BMO icon
1384
Bank of Montreal
BMO
$129B
$145K ﹤0.01%
1,967
-161
-8% -$12.1K
DOG
1385
ProShares Short Dow30
DOG
$87.2M
$145K ﹤0.01%
1,468
+250
+21% +$24.9K
IGM icon
1386
iShares Expanded Tech Sector ETF
IGM
$10.9B
$145K ﹤0.01%
8,856
+2,700
+44% +$43.9K
SYF icon
1387
Synchrony
SYF
$26.1B
$145K ﹤0.01%
+5,900
New +$144K
CS
1388
DELISTED
Credit Suisse Group
CS
$145K ﹤0.01%
5,233
-381
-7% -$10.6K
BSCJ
1389
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$145K ﹤0.01%
6,878
– –
OTTR icon
1390
Otter Tail
OTTR
$3.9B
$144K ﹤0.01%
5,399
-389
-7% -$11K
BSCI
1391
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$144K ﹤0.01%
6,808
-940
-12% -$19.9K
BKE icon
1392
Buckle
BKE
$2.31B
$143K ﹤0.01%
3,145
-465
-13% -$21.5K
GLAD icon
1393
Gladstone Capital
GLAD
$452M
$143K ﹤0.01%
8,153
-24,905
-75% -$478K
NTRS icon
1394
Northern Trust
NTRS
$34.8B
$143K ﹤0.01%
2,098
-192
-8% -$12.9K
RESP
1395
DELISTED
WisdomTree U.S. ESG Fund
RESP
$143K ﹤0.01%
6,048
+12
+0.2% +$285
WPT
1396
DELISTED
World Point Terminals, LP
WPT
$143K ﹤0.01%
7,500
– –
CTRX
1397
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$143K ﹤0.01%
3,391
+423
+14% +$19.2K
SGOL icon
1398
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$142K ﹤0.01%
12,000
+100
+0.8% +$1.26K
TSM icon
1399
TSMC
TSM
$2.23T
$142K ﹤0.01%
7,013
-3,412
-33% -$71.2K
SWY
1400
DELISTED
SAFEWAY INC
SWY
$142K ﹤0.01%
4,138
-458
-10% -$15.8K
54 55
56
57 58

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.