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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIF
1376
DELISTED
MFS Intermediate High Income Fund
CIF
$103K ﹤0.01%
37,215
+15
+0% +$41
DMLP icon
1377
Dorchester Minerals
DMLP
$1.33B
$103K ﹤0.01%
4,298
+390
+10% +$9.45K
INGR icon
1378
Ingredion
INGR
$6.6B
$103K ﹤0.01%
1,530
+26
+2% +$1.7K
STEW
1379
SRH Total Return Fund
STEW
$1.82B
$103K ﹤0.01%
13,500
-500
-4% -$3.83K
WABC icon
1380
Westamerica Bancorp
WABC
$1.36B
$103K ﹤0.01%
2,066
– –
PRGX
1381
DELISTED
PRGX Global, Inc.
PRGX
$103K ﹤0.01%
16,500
– –
ATW
1382
DELISTED
Atwood Oceanics
ATW
$103K ﹤0.01%
1,870
+238
+15% +$13.4K
ETX
1383
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$102K ﹤0.01%
7,075
+5,419
+327% +$77.8K
IVOG icon
1384
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$102K ﹤0.01%
2,394
-2,322
-49% -$97.1K
IMGN
1385
DELISTED
Immunogen Inc
IMGN
$102K ﹤0.01%
5,982
-4,626
-44% -$81.3K
DIM icon
1386
WisdomTree International MidCap Dividend Fund
DIM
$168M
$101K ﹤0.01%
1,806
– –
EXPD icon
1387
Expeditors International
EXPD
$23B
$101K ﹤0.01%
2,299
-3,478
-60% -$144K
FUL icon
1388
H.B. Fuller
FUL
$3.34B
$101K ﹤0.01%
2,246
-14
-0.6% -$559
FXZ icon
1389
First Trust Materials AlphaDEX Fund
FXZ
$390M
$101K ﹤0.01%
3,482
-78
-2% -$2.2K
HAIN icon
1390
Hain Celestial
HAIN
$48.8M
$101K ﹤0.01%
2,606
+1,254
+93% +$47.3K
HDB icon
1391
HDFC Bank
HDB
$120B
$101K ﹤0.01%
13,092
+6,732
+106% +$55.3K
PGP
1392
PIMCO Global StockPLUS & Income Fund
PGP
$101M
$101K ﹤0.01%
4,501
+39
+0.9% +$872
SBH icon
1393
Sally Beauty Holdings
SBH
$1.58B
$101K ﹤0.01%
3,828
+1,361
+55% +$38.2K
BGX
1394
Blackstone Long-Short Credit Income Fund
BGX
$138M
$100K ﹤0.01%
5,380
– –
BMRC icon
1395
Bank of Marin Bancorp
BMRC
$461M
$100K ﹤0.01%
4,816
– –
GOF icon
1396
Guggenheim Strategic Opportunities Fund
GOF
$2.28B
$100K ﹤0.01%
4,550
+50
+1% +$1.09K
MAN icon
1397
ManpowerGroup
MAN
$2.62B
$100K ﹤0.01%
1,328
+1,077
+429% +$72.1K
SVU
1398
DELISTED
SUPERVALU Inc.
SVU
$100K ﹤0.01%
1,742
-142
-8% -$7.48K
GML
1399
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$100K ﹤0.01%
1,564
-50
-3% -$3.09K
URS
1400
DELISTED
URS CORP
URS
$100K ﹤0.01%
1,880
+94
+5% +$4.66K
54 55
56
57 58

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.