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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAK icon
1351
Takeda Pharmaceutical
TAK
$55.5B
$779K 0.01%
38,203
+15,203
+66% +$306K
BHP icon
1352
BHP
BHP
$222B
$778K 0.01%
15,960
-3,070
-16% -$140K
VGIT icon
1353
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$778K 0.01%
12,069
-17,050
-59% -$1.08M
JPEM icon
1354
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$390M
$777K 0.01%
14,340
+3,023
+27% +$163K
SLRC icon
1355
SLR Investment Corp
SLRC
$711M
$776K 0.01%
37,207
+6,743
+22% +$140K
CSB icon
1356
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$269M
$775K 0.01%
17,417
+112
+0.6% +$4.89K
CVY icon
1357
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$775K 0.01%
35,837
-1,359
-4% -$29K
DIAL icon
1358
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$774K 0.01%
38,916
– –
GNR icon
1359
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$774K 0.01%
16,743
+4,922
+42% +$221K
SGDJ icon
1360
Sprott Junior Gold Miners ETF
SGDJ
$333M
$774K 0.01%
27,980
+441
+2% +$12K
PHM icon
1361
Pultegroup
PHM
$24.9B
$773K 0.01%
27,690
-427
-2% -$11.6K
JPUS
1362
JPMorgan Diversified Return US Equity ETF
JPUS
$468M
$772K 0.01%
10,549
+695
+7% +$49.1K
MNDT
1363
DELISTED
Mandiant, Inc. Common Stock
MNDT
$771K 0.01%
45,897
+771
+2% +$13K
IVOG icon
1364
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$769K 0.01%
11,348
+130
+1% +$8.47K
AIG icon
1365
American International
AIG
$39.8B
$768K 0.01%
17,708
-4,567
-21% -$195K
PCQ
1366
Pimco California Municipal Income Fund
PCQ
$168M
$767K 0.01%
42,760
+38,750
+966% +$662K
NIE
1367
Virtus Equity & Convertible Income Fund
NIE
$741M
$766K 0.01%
35,581
+3,655
+11% +$75.5K
CBOE icon
1368
Cboe Global Markets
CBOE
$30.6B
$765K 0.01%
8,015
-203
-2% -$19.3K
NMZ icon
1369
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$765K 0.01%
56,510
-6,887
-11% -$87.6K
GWPH
1370
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$765K 0.01%
4,535
+423
+10% +$62.9K
OIA icon
1371
Invesco Municipal Income Opportunities Trust
OIA
$292M
$762K 0.01%
98,043
+21,266
+28% +$161K
UCC icon
1372
ProShares Ultra Consumer Discretionary
UCC
$10.4M
$762K 0.01%
30,928
-776
-2% -$17.8K
APPN icon
1373
Appian
APPN
$2.65B
$759K 0.01%
22,036
+3,917
+22% +$132K
DLTR icon
1374
Dollar Tree
DLTR
$24.9B
$757K 0.01%
7,206
-1,174
-14% -$115K
EOS
1375
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$757K 0.01%
45,907
+4,189
+10% +$69K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.