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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
1351
Amphenol
APH
$207B
$650K 0.01%
29,592
+5,040
+21% +$111K
CNX icon
1352
CNX Resources
CNX
$5.32B
$650K 0.01%
44,434
-8,680
-16% -$120K
ICVT icon
1353
iShares Convertible Bond ETF
ICVT
$7.42B
$650K 0.01%
11,780
+6,355
+117% +$351K
IHE icon
1354
iShares US Pharmaceuticals ETF
IHE
$1.66B
$649K 0.01%
12,612
+1,095
+10% +$56.3K
VONG icon
1355
Vanguard Russell 1000 Growth ETF
VONG
$45.6B
$649K 0.01%
18,820
+4,716
+33% +$158K
MRSH
1356
Marsh
MRSH
$91B
$647K 0.01%
7,953
+1,224
+18% +$102K
CMF icon
1357
iShares California Muni Bond ETF
CMF
$4.62B
$645K 0.01%
10,897
+427
+4% +$25.3K
FICO icon
1358
Fair Isaac
FICO
$22.7B
$645K 0.01%
4,209
+37
+0.9% +$5.6K
EPRF icon
1359
Innovator S&P Investment Grade Preferred ETF
EPRF
$68M
$643K 0.01%
27,087
– –
SRCL
1360
DELISTED
Stericycle Inc
SRCL
$643K 0.01%
9,443
+1,900
+25% +$129K
LEMB icon
1361
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$640K 0.01%
+13,270
New +$630K
RVT icon
1362
Royce Value Trust
RVT
$2.29B
$640K 0.01%
39,569
+3,845
+11% +$61K
CQP icon
1363
Cheniere Energy
CQP
$32.6B
$639K 0.01%
21,547
-1,024
-5% -$28.8K
SWBI icon
1364
Smith & Wesson
SWBI
$636M
$638K 0.01%
64,548
+132
+0.2% +$1.43K
MFEM icon
1365
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$149M
$637K 0.01%
+24,351
New +$615K
FTC icon
1366
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$636K 0.01%
10,407
-8,603
-45% -$516K
CCJ icon
1367
Cameco
CCJ
$42.4B
$635K 0.01%
68,854
+1,461
+2% +$13.7K
IRBT
1368
DELISTED
iRobot
IRBT
$635K 0.01%
8,271
+3,596
+77% +$259K
LGLV icon
1369
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$635K 0.01%
7,007
+2,165
+45% +$197K
OTTR icon
1370
Otter Tail
OTTR
$3.88B
$635K 0.01%
14,295
+7,042
+97% +$323K
SCD
1371
LMP Capital and Income Fund
SCD
$358M
$631K 0.01%
45,182
-1,040
-2% -$14.6K
THFF icon
1372
First Financial Corp
THFF
$962M
$631K 0.01%
13,917
+13,131
+1,671% +$622K
HOG icon
1373
Harley-Davidson
HOG
$2.72B
$629K 0.01%
12,360
+1,169
+10% +$56.8K
PMM
1374
Franklin Managed Municipal Income Trust
PMM
$272M
$628K 0.01%
84,857
+96
+0.1% +$719
PRA
1375
DELISTED
ProAssurance
PRA
$628K 0.01%
11,037
-4,533
-29% -$265K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.