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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSM
1326
DELISTED
DWS Strategic Municipal Income Trust
KSM
$890K 0.01%
74,646
-2,687
-3% -$32.3K
TPR icon
1327
Tapestry
TPR
$25.9B
$887K 0.01%
34,048
+5,396
+19% +$142K
LSAF icon
1328
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$126M
$886K 0.01%
35,547
-145
-0.4% -$3.59K
RY icon
1329
Royal Bank of Canada
RY
$299B
$885K 0.01%
10,901
+1,546
+17% +$121K
INF
1330
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$884K 0.01%
64,384
+18,008
+39% +$238K
DINO icon
1331
HF Sinclair
DINO
$16.3B
$883K 0.01%
16,476
-4,086
-20% -$198K
DBRG icon
1332
DigitalBridge
DBRG
$2.94B
$882K 0.01%
36,616
-20,516
-36% -$425K
SPMO icon
1333
Invesco S&P 500 Momentum ETF
SPMO
$22.3B
$882K 0.01%
21,738
+17,876
+463% +$728K
CAH icon
1334
Cardinal Health
CAH
$53.8B
$880K 0.01%
18,658
-5,694
-23% -$260K
HDMV icon
1335
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.4M
$878K 0.01%
26,383
+23,212
+732% +$772K
TYG
1336
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$878K 0.01%
10,739
-461
-4% -$39.8K
JMST icon
1337
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.15B
$877K 0.01%
17,394
-2,941
-14% -$149K
PZT icon
1338
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$877K 0.01%
34,488
+64
+0.2% +$1.63K
QQEW icon
1339
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
$875K 0.01%
13,186
-690
-5% -$46.2K
SGDJ icon
1340
Sprott Junior Gold Miners ETF
SGDJ
$333M
$875K 0.01%
28,566
+159
+0.6% +$5.26K
HQH
1341
abrdn Healthcare Investors
HQH
$1.35B
$874K 0.01%
47,656
+7,744
+19% +$149K
HPI
1342
John Hancock Preferred Income Fund
HPI
$433M
$872K 0.01%
36,135
+15,068
+72% +$357K
AER icon
1343
AerCap
AER
$23.5B
$871K 0.01%
15,903
-531
-3% -$28K
IBDQ
1344
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$871K 0.01%
33,676
– –
SPMB icon
1345
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$869K 0.01%
33,098
+23,139
+232% +$606K
TLTD icon
1346
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$690M
$869K 0.01%
14,427
-2,834
-16% -$169K
SHYD icon
1347
VanEck Short High Yield Muni ETF
SHYD
$456M
$867K 0.01%
34,449
+6,119
+22% +$154K
SA
1348
Seabridge Gold
SA
$3.46B
$866K 0.01%
68,420
-3,886
-5% -$55.3K
DELL icon
1349
Dell
DELL
$320B
$862K 0.01%
32,772
+4,315
+15% +$114K
AMRN
1350
Amarin Corp
AMRN
$299M
$861K 0.01%
2,843
+870
+44% +$304K
52 53
54
55 56

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.