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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSEX icon
1326
Middlesex Water
MSEX
$1.11B
$253K 0.01%
10,623
-789
-7% -$18.1K
CPAY icon
1327
Corpay
CPAY
$27.9B
$253K 0.01%
1,836
+461
+34% +$70.7K
VXX
1328
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$253K 0.01%
616
+8
+1% +$2.66K
EHC icon
1329
Encompass Health
EHC
$12.2B
$252K 0.01%
8,300
+2,358
+40% +$82.1K
SPEM icon
1330
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$252K 0.01%
9,624
+648
+7% +$18.5K
MJN
1331
DELISTED
Mead Johnson Nutrition Company
MJN
$252K 0.01%
3,571
-5,714
-62% -$470K
FAF icon
1332
First American
FAF
$7.56B
$251K 0.01%
6,434
+47
+0.7% +$1.86K
BMRN icon
1333
BioMarin Pharmaceuticals
BMRN
$13.3B
$250K 0.01%
2,373
-328
-12% -$43.8K
PCN
1334
PIMCO Corporate & Income Strategy Fund
PCN
$883M
$250K 0.01%
19,047
+92
+0.5% +$1.24K
SPE
1335
Special Opportunities Fund
SPE
$145M
$250K 0.01%
18,570
-7,302
-28% -$103K
KBWY icon
1336
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$249K 0.01%
8,390
+1,053
+14% +$32.5K
FNWB icon
1337
First Northwest Bancorp
FNWB
$108M
$248K 0.01%
20,000
– –
USRT icon
1338
iShares Core US REIT ETF
USRT
$4.63B
$248K 0.01%
5,665
+100
+2% +$4.48K
VMI icon
1339
Valmont Industries
VMI
$9.5B
$248K 0.01%
2,623
+15
+0.6% +$1.64K
WYNN icon
1340
Wynn Resorts
WYNN
$10.5B
$248K 0.01%
4,666
+1,611
+53% +$140K
BIL icon
1341
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$247K 0.01%
2,709
+530
+24% +$48.4K
CNP icon
1342
CenterPoint Energy
CNP
$26.7B
$247K 0.01%
13,750
-1,781
-11% -$33.3K
AFG icon
1343
American Financial Group
AFG
$12.1B
$246K 0.01%
3,575
-11,589
-76% -$802K
KOP icon
1344
Koppers
KOP
$874M
$246K 0.01%
12,244
-175
-1% -$3.71K
NUAN
1345
DELISTED
Nuance Communications, Inc.
NUAN
$246K 0.01%
17,380
-205
-1% -$3.06K
EA
1346
DELISTED
Electronic Arts
EA
$245K 0.01%
3,648
+1,375
+60% +$96.4K
IVOG icon
1347
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$245K 0.01%
5,036
-666
-12% -$34.3K
DBD
1348
DELISTED
Diebold Nixdorf Incorporated
DBD
$245K 0.01%
8,273
-427
-5% -$13.9K
FTNT icon
1349
Fortinet
FTNT
$121B
$244K 0.01%
28,670
+965
+3% +$8.54K
RXII
1350
DELISTED
GALENA BIOPHARMA INC COM
RXII
$244K 0.01%
154,369
+794
+0.5% +$1.25K
52 53
54
55 56

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.