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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBCP icon
1301
United Bancorp
UBCP
$89.4M
$761K 0.01%
57,898
+36
+0.1% +$479
DWIN
1302
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$760K 0.01%
30,396
-26,190
-46% -$666K
FTSD icon
1303
Franklin Short Duration US Government ETF
FTSD
$309M
$758K 0.01%
8,013
+3,380
+73% +$321K
VRSN icon
1304
VeriSign
VRSN
$26B
$758K 0.01%
4,737
-647
-12% -$99.1K
KLAC icon
1305
KLA
KLAC
$274B
$757K 0.01%
74,330
-1,100
-1% -$12K
BCX icon
1306
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$755K 0.01%
83,278
+13,935
+20% +$125K
FLG
1307
Flagstar Bank National Association
FLG
$5.92B
$754K 0.01%
24,260
+2,863
+13% +$93.8K
HSBC icon
1308
HSBC
HSBC
$358B
$753K 0.01%
17,938
-5,685
-24% -$246K
SPH icon
1309
Suburban Propane Partners
SPH
$1.17B
$753K 0.01%
31,999
-3,574
-10% -$83.6K
MIDD icon
1310
Middleby
MIDD
$5.29B
$752K 0.01%
5,818
-3,179
-35% -$363K
WRB icon
1311
W.R. Berkley
WRB
$26.2B
$752K 0.01%
31,860
+2,521
+9% +$57.2K
MNST icon
1312
Monster Beverage
MNST
$91.4B
$751K 0.01%
51,640
-4,984
-9% -$75K
QSR icon
1313
Restaurant Brands International
QSR
$26.7B
$751K 0.01%
12,664
+529
+4% +$32.2K
EOS
1314
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$750K 0.01%
42,459
+7,861
+23% +$138K
LKQ icon
1315
LKQ Corp
LKQ
$6.38B
$750K 0.01%
23,711
-16,796
-41% -$558K
KIE icon
1316
State Street SPDR S&P Insurance ETF
KIE
$681M
$749K 0.01%
23,350
-23,654
-50% -$746K
PPLI
1317
People Inc
PPLI
$3.01B
$746K 0.01%
19,282
+5,305
+38% +$172K
STE icon
1318
Steris
STE
$23B
$746K 0.01%
6,527
+926
+17% +$105K
TPL icon
1319
Texas Pacific Land
TPL
$23.9B
$746K 0.01%
7,785
-4,185
-35% -$372K
BSCO
1320
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$746K 0.01%
37,158
-2,373
-6% -$47.8K
UHAL icon
1321
U-Haul Holding Co
UHAL
$14.4B
$743K 0.01%
20,860
+60
+0.3% +$2.21K
MNDT
1322
DELISTED
Mandiant, Inc. Common Stock
MNDT
$743K 0.01%
43,680
-2,154
-5% -$34.5K
WES
1323
DELISTED
Western Gas Partners Lp
WES
$743K 0.01%
16,991
+1,114
+7% +$55.2K
EME icon
1324
Emcor
EME
$36.7B
$741K 0.01%
9,888
-936
-9% -$72.2K
SAP icon
1325
SAP
SAP
$242B
$740K 0.01%
6,021
+257
+4% +$30.5K
51 52
53
54 55

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.