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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPZ icon
1276
Domino's
DPZ
$11.6B
$958K 0.01%
3,918
-821
-17% -$203K
EPRT icon
1277
Essential Properties Realty Trust
EPRT
$6.71B
$958K 0.01%
+41,794
New +$900K
EVG
1278
Eaton Vance Short Duration Diversified Income Fund
EVG
$145M
$958K 0.01%
73,653
+38,919
+112% +$516K
MFC icon
1279
Manulife Financial
MFC
$72.9B
$956K 0.01%
52,097
-6,846
-12% -$121K
ISCF icon
1280
iShares International Small Cap Equity Factor ETF
ISCF
$683M
$950K 0.01%
33,259
+4,358
+15% +$125K
OCSI
1281
DELISTED
Oaktree Strategic Income Corporation
OCSI
$950K 0.01%
115,134
+553
+0.5% +$4.56K
BAUG icon
1282
Innovator US Equity Buffer ETF August
BAUG
$204M
$949K 0.01%
+37,795
New +$940K
HHH icon
1283
Howard Hughes
HHH
$4.04B
$949K 0.01%
7,688
-382
-5% -$47.2K
TMUS icon
1284
T-Mobile US
TMUS
$197B
$948K 0.01%
12,041
-1,473
-11% -$115K
OTTR icon
1285
Otter Tail
OTTR
$3.9B
$947K 0.01%
17,611
+508
+3% +$26.6K
PXH icon
1286
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$947K 0.01%
47,199
+2,704
+6% +$55.8K
APPN icon
1287
Appian
APPN
$2.65B
$946K 0.01%
19,897
-4,233
-18% -$198K
ZM icon
1288
Zoom
ZM
$32.2B
$940K 0.01%
12,325
+2,631
+27% +$237K
FXD icon
1289
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$939K 0.01%
22,356
+6,680
+43% +$283K
TAN icon
1290
Invesco Solar ETF
TAN
$1.38B
$939K 0.01%
31,962
+14,094
+79% +$421K
MSB
1291
Mesabi Trust
MSB
$305M
$937K 0.01%
39,204
-548
-1% -$14K
SYV
1292
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$936K 0.01%
13,943
-2,594
-16% -$171K
PBA icon
1293
Pembina Pipeline
PBA
$28.4B
$935K 0.01%
25,216
+446
+2% +$16.5K
HQL
1294
abrdn Life Sciences Investors
HQL
$643M
$934K 0.01%
61,875
+13,400
+28% +$215K
EXPD icon
1295
Expeditors International
EXPD
$24.3B
$933K 0.01%
12,561
-1,562
-11% -$114K
CCK icon
1296
Crown Holdings
CCK
$12.9B
$932K 0.01%
14,107
+3,610
+34% +$231K
IYM icon
1297
iShares US Basic Materials ETF
IYM
$1.01B
$931K 0.01%
10,106
-339
-3% -$31.2K
JD icon
1298
JD.com
JD
$39.6B
$930K 0.01%
32,973
-3,414
-9% -$103K
KDP icon
1299
Keurig Dr Pepper
KDP
$42.3B
$930K 0.01%
34,065
+1,368
+4% +$38.2K
PKG icon
1300
Packaging Corp of America
PKG
$22.9B
$930K 0.01%
8,772
+562
+7% +$56.9K
50 51
52
53 54

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.