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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUNB
1276
DELISTED
CU Bancorp
CUNB
$272K 0.01%
12,101
– –
IGF icon
1277
iShares Global Infrastructure ETF
IGF
$10.7B
$271K 0.01%
7,190
-3,570
-33% -$141K
BCS icon
1278
Barclays
BCS
$94.6B
$270K 0.01%
19,485
-1,081
-5% -$16.6K
IYY icon
1279
iShares Dow Jones US ETF
IYY
$3.09B
$270K 0.01%
5,592
+2,568
+85% +$131K
SEP
1280
DELISTED
Spectra Engy Parters Lp
SEP
$270K 0.01%
6,724
+1,662
+33% +$77.7K
PZZA icon
1281
Papa John's
PZZA
$804M
$269K 0.01%
3,927
+493
+14% +$35.5K
CME icon
1282
CME Group
CME
$96.1B
$268K 0.01%
2,908
+369
+15% +$35.1K
FEZ icon
1283
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$268K 0.01%
7,861
-589
-7% -$21.7K
FXN icon
1284
First Trust Energy AlphaDEX Fund
FXN
$387M
$268K 0.01%
18,610
+2,259
+14% +$37.6K
GBCI icon
1285
Glacier Bancorp
GBCI
$6.48B
$268K 0.01%
10,162
-253
-2% -$6.96K
KBWP icon
1286
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$268K 0.01%
5,878
+5,278
+880% +$244K
SAN icon
1287
Banco Santander
SAN
$211B
$268K 0.01%
53,289
+2,281
+4% +$13.8K
SPTS icon
1288
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$268K 0.01%
8,840
-211,574
-96% -$6.4M
WBK
1289
DELISTED
Westpac Banking Corporation
WBK
$268K 0.01%
12,750
-2,755
-18% -$64.4K
PTLA
1290
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$267K 0.01%
6,273
+2,875
+85% +$139K
ARMH
1291
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$267K 0.01%
6,161
+179
+3% +$7.99K
AAXJ icon
1292
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$266K 0.01%
5,044
-3,670
-42% -$207K
DTH icon
1293
WisdomTree International High Dividend Fund
DTH
$661M
$266K 0.01%
7,120
+508
+8% +$20.7K
STIP icon
1294
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$266K 0.01%
2,680
+100
+4% +$9.94K
MNK
1295
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$266K 0.01%
4,150
-2,386
-37% -$236K
MBLY
1296
DELISTED
Mobileye N.V.
MBLY
$266K 0.01%
5,869
-12,009
-67% -$660K
XNTK icon
1297
State Street SPDR NYSE Technology ETF
XNTK
$2.27B
$265K 0.01%
5,337
+11
+0.2% +$563
HMC icon
1298
Honda
HMC
$40.5B
$264K 0.01%
8,869
+783
+10% +$25K
VCV icon
1299
Invesco California Value Municipal Income Trust
VCV
$527M
$264K 0.01%
21,011
+716
+4% +$8.91K
ALE
1300
DELISTED
Allete
ALE
$263K 0.01%
5,214
-2
-0% -$97
50 51
52
53 54

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.