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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DECK icon
1276
Deckers Outdoor
DECK
$12.7B
$176K ﹤0.01%
10,848
+7,734
+248% +$118K
FDD icon
1277
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
$176K ﹤0.01%
13,000
-10,620
-45% -$152K
JOYY
1278
JOYY Inc
JOYY
$3.78B
$176K ﹤0.01%
2,348
+1,835
+358% +$149K
SCG
1279
DELISTED
Scana
SCG
$176K ﹤0.01%
3,550
-622
-15% -$31.9K
NPM
1280
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$176K ﹤0.01%
12,768
-3,231
-20% -$44.1K
FDT icon
1281
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$175K ﹤0.01%
3,511
+826
+31% +$42.9K
HY icon
1282
Hyster-Yale Materials Handling
HY
$617M
$175K ﹤0.01%
2,437
+147
+6% +$11.7K
ORC
1283
Orchid Island Capital
ORC
$1.32B
$175K ﹤0.01%
2,640
-6,903
-72% -$476K
SIL icon
1284
Global X Silver Miners ETF NEW
SIL
$4.92B
$175K ﹤0.01%
5,489
+584
+12% +$23.4K
NXPI icon
1285
NXP Semiconductors
NXPI
$59.5B
$174K ﹤0.01%
2,550
-226
-8% -$15K
PFN
1286
PIMCO Income Strategy Fund II
PFN
$706M
$174K ﹤0.01%
16,549
+5,073
+44% +$54.8K
LHCG
1287
DELISTED
LHC Group LLC
LHCG
$174K ﹤0.01%
7,520
– –
S
1288
DELISTED
Sprint Corporation
S
$174K ﹤0.01%
28,961
+8,788
+44% +$59.8K
CF icon
1289
CF Industries
CF
$17.4B
$173K ﹤0.01%
3,100
-305
-9% -$15.5K
VRTX icon
1290
Vertex Pharmaceuticals
VRTX
$134B
$173K ﹤0.01%
1,582
+51
+3% +$4.86K
LLTC
1291
DELISTED
Linear Technology Corp
LLTC
$173K ﹤0.01%
3,895
+2,317
+147% +$105K
BTU
1292
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$173K ﹤0.01%
934
+101
+12% +$22.9K
CFR icon
1293
Cullen/Frost Bankers
CFR
$10.4B
$172K ﹤0.01%
2,249
+166
+8% +$13K
DCI icon
1294
Donaldson
DCI
$11.1B
$172K ﹤0.01%
4,233
+3,960
+1,451% +$161K
NFJ
1295
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$172K ﹤0.01%
9,399
+4
+0% +$75
NTG
1296
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$172K ﹤0.01%
592
– –
CBL
1297
DELISTED
CBL& Associates Properties, Inc.
CBL
$171K ﹤0.01%
9,539
+1,165
+14% +$22K
CZA icon
1298
Invesco Zacks Mid-Cap ETF
CZA
$191M
$170K ﹤0.01%
3,525
+1,240
+54% +$60.6K
FUTY icon
1299
Fidelity MSCI Utilities Index ETF
FUTY
$2.3B
$170K ﹤0.01%
6,244
-861,714
-99% -$23.8M
HPF
1300
John Hancock Preferred Income Fund II
HPF
$346M
$170K ﹤0.01%
8,510
+23
+0.3% +$464
50 51
52
53 54

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.