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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
1276
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$137K ﹤0.01%
6,408
+3,876
+153% +$79.1K
XVZ
1277
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$137K ﹤0.01%
4,066
– –
RNP icon
1278
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$136K ﹤0.01%
8,660
+62
+0.7% +$983
SWK icon
1279
Stanley Black & Decker
SWK
$15.7B
$136K ﹤0.01%
1,694
+418
+33% +$34.2K
TIS
1280
DELISTED
Orchids Paper Products, Inc.
TIS
$136K ﹤0.01%
4,157
– –
USO icon
1281
United States Oil Fund
USO
$1.8B
$135K ﹤0.01%
477
-160
-25% -$44.9K
SPPI
1282
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$135K ﹤0.01%
15,300
+14,447
+1,694% +$129K
CWCO icon
1283
Consolidated Water Co
CWCO
$517M
$134K ﹤0.01%
+9,513
New +$134K
DOG
1284
ProShares Short Dow30
DOG
$87.2M
$134K ﹤0.01%
1,280
-3,517
-73% -$389K
EPC icon
1285
Edgewell Personal Care
EPC
$1.32B
$134K ﹤0.01%
1,671
+89
+6% +$6.77K
FRI icon
1286
First Trust S&P REIT Index Fund
FRI
$200M
$134K ﹤0.01%
7,628
+6,106
+401% +$110K
JACK icon
1287
Jack in the Box
JACK
$341M
$134K ﹤0.01%
2,684
+545
+25% +$24K
PSLV icon
1288
Sprott Physical Silver Trust
PSLV
$13.5B
$134K ﹤0.01%
17,740
-1,500
-8% -$12.4K
RESP
1289
DELISTED
WisdomTree U.S. ESG Fund
RESP
$134K ﹤0.01%
6,009
+15
+0.3% +$319
WMC
1290
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$134K ﹤0.01%
902
+22
+3% +$3.55K
EEB
1291
DELISTED
Invesco BRIC ETF
EEB
$134K ﹤0.01%
3,860
– –
AKAM icon
1292
Akamai
AKAM
$16.8B
$133K ﹤0.01%
2,814
+408
+17% +$19.3K
APH icon
1293
Amphenol
APH
$206B
$133K ﹤0.01%
12,128
+168
+1% +$1.74K
BNY
1294
DELISTED
BlackRock New York Municipal Income Trust
BNY
$133K ﹤0.01%
10,648
+9,087
+582% +$116K
DMLP icon
1295
Dorchester Minerals
DMLP
$1.33B
$133K ﹤0.01%
5,116
+818
+19% +$20.1K
EL icon
1296
Estee Lauder
EL
$31.8B
$133K ﹤0.01%
1,777
+197
+12% +$14.3K
VMW
1297
DELISTED
VMware, Inc
VMW
$133K ﹤0.01%
1,487
+83
+6% +$6.86K
FPF
1298
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$132K ﹤0.01%
6,190
+90
+1% +$1.87K
JAZZ icon
1299
Jazz Pharmaceuticals
JAZZ
$16.1B
$132K ﹤0.01%
1,041
-370
-26% -$38.3K
SBH icon
1300
Sally Beauty Holdings
SBH
$1.58B
$132K ﹤0.01%
4,374
+546
+14% +$15K
50 51
52
53 54

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.