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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
1251
DoubleLine Income Solutions Fund
DSL
$1.23B
$127K ﹤0.01%
5,800
+300
+5% +$6.43K
ERF
1252
DELISTED
Enerplus Corporation
ERF
$127K ﹤0.01%
7,706
-436
-5% -$7.15K
NKA
1253
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$127K ﹤0.01%
8,195
+69
+0.8% +$1.01K
EWY icon
1254
iShares MSCI South Korea ETF
EWY
$25.9B
$126K ﹤0.01%
2,080
-65,864
-97% -$3.77M
NEA icon
1255
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$126K ﹤0.01%
10,093
-700
-6% -$8.6K
OZK icon
1256
Bank OZK
OZK
$5.66B
$126K ﹤0.01%
5,260
+46
+0.9% +$1.08K
SVC
1257
Service Properties Trust
SVC
$1.05B
$126K ﹤0.01%
901
+262
+41% +$36.3K
DCP
1258
DELISTED
DCP Midstream, LP
DCP
$126K ﹤0.01%
2,545
+1,320
+108% +$67.1K
LVLT
1259
DELISTED
Level 3 Communications Inc
LVLT
$126K ﹤0.01%
4,639
-124
-3% -$2.86K
BZ
1260
DELISTED
BOISE INC COM STK (DE)
BZ
$126K ﹤0.01%
10,000
– –
LULU icon
1261
lululemon athletica
LULU
$14.3B
$125K ﹤0.01%
1,712
-200
-10% -$13.9K
SWKS icon
1262
Skyworks Solutions
SWKS
$10.3B
$125K ﹤0.01%
5,019
-1,033
-17% -$25.1K
WOOD icon
1263
iShares Global Timber & Forestry ETF
WOOD
$270M
$125K ﹤0.01%
2,540
+625
+33% +$30.1K
MCP
1264
DELISTED
MOLYCORP INC COM STK
MCP
$125K ﹤0.01%
18,994
-269
-1% -$1.81K
PDLI
1265
DELISTED
PDL BioPharma, Inc.
PDLI
$125K ﹤0.01%
15,570
-153
-1% -$1.23K
AKAM icon
1266
Akamai
AKAM
$16.8B
$124K ﹤0.01%
2,406
+403
+20% +$19K
CHI
1267
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$124K ﹤0.01%
9,817
+4,759
+94% +$60K
EPB
1268
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$124K ﹤0.01%
2,930
+1,351
+86% +$57.1K
EMD
1269
DELISTED
Western Asset Emerging Markets
EMD
$124K ﹤0.01%
9,859
– –
PKO
1270
DELISTED
Pimco Income Opportunity Fund
PKO
$124K ﹤0.01%
4,505
+1,900
+73% +$51.7K
GAB icon
1271
Gabelli Equity Trust
GAB
$1.8B
$123K ﹤0.01%
19,344
+224
+1% +$1.44K
GEL icon
1272
Genesis Energy
GEL
$1.89B
$123K ﹤0.01%
2,460
-160
-6% -$8.06K
IRBT
1273
DELISTED
iRobot
IRBT
$123K ﹤0.01%
3,655
+55
+2% +$1.97K
ADT
1274
DELISTED
ADT Corp
ADT
$123K ﹤0.01%
3,046
-594
-16% -$24.4K
TSRX
1275
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
$123K ﹤0.01%
9,000
-1,775
-16% -$21.9K
49 50
51
52 53

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HAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.