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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR icon
1226
EPR Properties
EPR
$4.73B
$518K 0.01%
7,130
-1,150
-14% -$82.1K
SUSA icon
1227
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$518K 0.01%
11,258
+1,346
+14% +$61.1K
CPB icon
1228
Campbell Soup
CPB
$6.95B
$515K 0.01%
8,531
-41,905
-83% -$2.35M
EDD
1229
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$374M
$515K 0.01%
71,772
-50,691
-41% -$380K
FSLR icon
1230
First Solar
FSLR
$24.1B
$515K 0.01%
15,992
+123
+0.8% +$4.32K
IPG
1231
DELISTED
Interpublic Group of Companies
IPG
$513K 0.01%
22,017
+5,838
+36% +$135K
PEY icon
1232
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$513K 0.01%
30,262
-15,268
-34% -$247K
SUN icon
1233
Sunoco
SUN
$14.1B
$513K 0.01%
19,094
+10,984
+135% +$286K
SHPG
1234
DELISTED
Shire pic
SHPG
$513K 0.01%
2,967
-387
-12% -$68.6K
FEMS icon
1235
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$255M
$511K 0.01%
16,953
-259
-2% -$8.05K
TSM icon
1236
TSMC
TSM
$2.23T
$510K 0.01%
17,556
+1,740
+11% +$52.4K
COLB icon
1237
Columbia Banking Systems
COLB
$9.18B
$509K 0.01%
11,389
+915
+9% +$34.5K
RYN icon
1238
Rayonier
RYN
$6.54B
$508K 0.01%
21,098
+9,100
+76% +$220K
TLEH
1239
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$508K 0.01%
20,137
-365
-2% -$9.33K
FMSA
1240
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$508K 0.01%
43,124
– –
GRMN
1241
Garmin
GRMN
$60.3B
$507K 0.01%
10,449
+6,774
+184% +$337K
UMPQ
1242
DELISTED
Umpqua Holdings Corp
UMPQ
$507K 0.01%
28,003
-8,144
-23% -$139K
CERN
1243
DELISTED
Cerner Corp
CERN
$507K 0.01%
10,691
-2,364
-18% -$125K
HEFA icon
1244
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.81B
$503K 0.01%
19,258
+2,512
+15% +$63.7K
WDC icon
1245
Western Digital
WDC
$168B
$503K 0.01%
9,801
-377
-4% -$17.4K
BPT
1246
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$501K 0.01%
21,132
+3,342
+19% +$73.6K
PSP icon
1247
Invesco Global Listed Private Equity ETF
PSP
$251M
$500K 0.01%
9,085
+204
+2% +$11.1K
BDJ icon
1248
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$498K 0.01%
61,137
-1,707
-3% -$13.5K
QID icon
1249
ProShares UltraShort QQQ
QID
$242M
$498K 0.01%
260
+107
+70% +$209K
VGSH icon
1250
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$498K 0.01%
8,177
+4,119
+102% +$251K
48 49
50
51 52

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.