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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
101
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$6.17M 0.19%
56,106
+3,041
+6% +$324K
VO icon
102
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$6.12M 0.19%
222,472
+21,620
+11% +$576K
META icon
103
Meta Platforms (Facebook)
META
$1.51T
$6.1M 0.19%
111,690
+999
+0.9% +$50.2K
WMT icon
104
Walmart Inc
WMT
$890B
$5.97M 0.18%
227,661
-7,620
-3% -$197K
F icon
105
Ford
F
$55.7B
$5.73M 0.18%
369,654
-32,681
-8% -$548K
SO icon
106
Southern Company
SO
$107B
$5.68M 0.18%
138,389
-2,876
-2% -$119K
KMB icon
107
Kimberly-Clark
KMB
$36.5B
$5.64M 0.17%
56,340
+1,383
+3% +$138K
DIS icon
108
Walt Disney
DIS
$181B
$5.48M 0.17%
72,809
+2,282
+3% +$158K
DVY icon
109
iShares Select Dividend ETF
DVY
$23.6B
$5.43M 0.17%
76,066
-647
-0.8% -$45K
VER
110
DELISTED
VEREIT, Inc.
VER
$5.24M 0.16%
81,559
-9,817
-11% -$635K
GILD icon
111
Gilead Sciences
GILD
$165B
$5.13M 0.16%
68,382
+7,821
+13% +$545K
VYM icon
112
Vanguard High Dividend Yield ETF
VYM
$82.8B
$5.11M 0.16%
82,037
-769
-0.9% -$46.5K
SPDW icon
113
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$5.08M 0.16%
173,336
+30,435
+21% +$872K
QCOM icon
114
Qualcomm
QCOM
$176B
$5.05M 0.16%
68,113
+1,608
+2% +$113K
CSCO icon
115
Cisco
CSCO
$479B
$4.99M 0.15%
222,580
+6,067
+3% +$134K
O icon
116
Realty Income
O
$59.1B
$4.99M 0.15%
137,808
-10,873
-7% -$418K
DXJ icon
117
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$4.93M 0.15%
96,956
+40,829
+73% +$1.98M
DD
118
DELISTED
Du Pont De Nemours E I
DD
$4.73M 0.15%
76,628
+3,126
+4% +$181K
CAT icon
119
Caterpillar
CAT
$387B
$4.62M 0.14%
50,833
+254
+0.5% +$21.7K
JPM icon
120
JPMorgan Chase
JPM
$950B
$4.6M 0.14%
78,655
-2,115
-3% -$116K
IWR icon
121
iShares Russell Mid-Cap ETF
IWR
$57.4B
$4.6M 0.14%
122,644
-2,476
-2% -$89.5K
EEP
122
DELISTED
Enbridge Energy Partners
EEP
$4.6M 0.14%
153,852
+3,196
+2% +$95.4K
SBUX icon
123
Starbucks
SBUX
$120B
$4.57M 0.14%
115,750
+19,208
+20% +$760K
UNP icon
124
Union Pacific
UNP
$174B
$4.54M 0.14%
54,492
-536
-1% -$42.4K
BKLN icon
125
Invesco Senior Loan ETF
BKLN
$6.81B
$4.53M 0.14%
182,227
-5,698
-3% -$141K
3 4
5
6 7

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.