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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIE
1201
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$441K 0.01%
43,274
+5,976
+16% +$56.6K
CHRW icon
1202
C.H. Robinson
CHRW
$17.3B
$440K 0.01%
5,920
-256
-4% -$18.7K
EPV icon
1203
ProShares UltraShort FTSE Europe
EPV
$10.2M
$440K 0.01%
1,587
-10
-0.6% -$2.88K
FAN icon
1204
First Trust Global Wind Energy ETF
FAN
$277M
$440K 0.01%
34,963
+1,760
+5% +$21.1K
DXCM icon
1205
DexCom
DXCM
$33.1B
$439K 0.01%
22,116
+7,936
+56% +$135K
ONEQ icon
1206
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$438K 0.01%
23,020
-3,460
-13% -$66K
TSM icon
1207
TSMC
TSM
$2.17T
$438K 0.01%
16,728
+453
+3% +$11.3K
RBS.PRL.CL
1208
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$436K 0.01%
17,613
+1,481
+9% +$36.4K
ACSF
1209
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$435K 0.01%
42,400
– –
EWG icon
1210
iShares MSCI Germany ETF
EWG
$1.67B
$434K 0.01%
18,021
-4,578
-20% -$117K
USCR
1211
DELISTED
U S Concrete, Inc.
USCR
$434K 0.01%
7,114
+268
+4% +$16.8K
UAL icon
1212
United Airlines
UAL
$40.2B
$433K 0.01%
10,561
+937
+10% +$44.3K
IONS icon
1213
Ionis Pharmaceuticals
IONS
$9.46B
$432K 0.01%
18,540
+5,994
+48% +$193K
ALE
1214
DELISTED
Allete
ALE
$431K 0.01%
6,651
+1,193
+22% +$68.8K
OAKS
1215
DELISTED
Five Oaks Investment Corp.
OAKS
$429K 0.01%
78,284
+7,160
+10% +$39.8K
SAN icon
1216
Banco Santander
SAN
$210B
$426K 0.01%
113,375
+49,483
+77% +$215K
ETB
1217
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$425K 0.01%
26,053
-3,101
-11% -$50.2K
GCC icon
1218
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$425K 0.01%
20,788
+931
+5% +$18.3K
RCL icon
1219
Royal Caribbean
RCL
$82.4B
$425K 0.01%
6,211
+800
+15% +$61.3K
VTN icon
1220
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$423K 0.01%
25,816
+201
+0.8% +$3.17K
RESP
1221
DELISTED
WisdomTree U.S. ESG Fund
RESP
$423K 0.01%
17,883
+309
+2% +$7.37K
BHI
1222
DELISTED
Baker Hughes
BHI
$423K 0.01%
9,319
+2,286
+33% +$104K
TE
1223
DELISTED
TECO ENERGY INC
TE
$423K 0.01%
15,293
-1,074
-7% -$29.7K
AXON
1224
Axon Enterprise
AXON
$48.4B
$422K 0.01%
16,980
-2,125
-11% -$44K
FDT icon
1225
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.3B
$422K 0.01%
9,366
-490
-5% -$22.6K
47 48
49
50 51

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.