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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJRD
1201
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$292K 0.01%
16,000
+13,900
+662% +$233K
SIVB
1202
DELISTED
SVB Financial Group
SIVB
$291K 0.01%
2,509
-1,222
-33% -$133K
BFH icon
1203
Bread Financial
BFH
$4.36B
$290K 0.01%
1,279
+228
+22% +$49.9K
IYM icon
1204
iShares US Basic Materials ETF
IYM
$1.03B
$290K 0.01%
3,521
-4,364
-55% -$363K
APL
1205
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$289K 0.01%
10,589
-990
-9% -$32K
RWK icon
1206
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$288K 0.01%
5,932
+4,680
+374% +$218K
NQM
1207
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$288K 0.01%
18,906
+13
+0.1% +$194
CVC
1208
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$288K 0.01%
13,991
-15,782
-53% -$301K
FMO
1209
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$287K 0.01%
2,200
+2,047
+1,338% +$272K
PCN
1210
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$286K 0.01%
18,887
-909
-5% -$14.6K
RFMD
1211
DELISTED
RF MICRO DEVICES INC
RFMD
$286K 0.01%
17,269
-9,048
-34% -$121K
TGNA
1212
DELISTED
TEGNA Inc
TGNA
$284K 0.01%
16,862
+2,327
+16% +$37.5K
MGEE icon
1213
MGE Energy Inc
MGEE
$3.06B
$282K 0.01%
6,187
– –
ARMH
1214
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$280K 0.01%
6,046
+382
+7% +$16.3K
BRW
1215
Saba Capital Income & Opportunities Fund
BRW
$336M
$279K 0.01%
26,310
+12,643
+93% +$136K
PTH icon
1216
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$279K 0.01%
15,462
+10,689
+224% +$185K
BCR
1217
DELISTED
CR Bard Inc.
BCR
$279K 0.01%
1,675
+134
+9% +$21.7K
AOA icon
1218
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$278K 0.01%
6,015
-7,472
-55% -$343K
AOD
1219
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$278K 0.01%
32,773
+4,989
+18% +$42.6K
MGU
1220
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$278K 0.01%
10,976
+7,881
+255% +$197K
DWAS icon
1221
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$445M
$277K 0.01%
7,100
+1
+0% +$37
E icon
1222
ENI
E
$80.3B
$277K 0.01%
7,955
+6,473
+437% +$258K
STZ icon
1223
Constellation Brands
STZ
$22.9B
$276K 0.01%
2,772
-3,629
-57% -$332K
PETS icon
1224
PetMed Express
PETS
$42.3M
$275K 0.01%
19,145
+101
+0.5% +$1.36K
PMT
1225
PennyMac Mortgage Investment
PMT
$824M
$275K 0.01%
13,000
-38
-0.3% -$818
47 48
49
50 51

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.