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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXII
1201
DELISTED
GALENA BIOPHARMA INC COM
RXII
$156K ﹤0.01%
31,398
-3,400
-10% -$16.9K
WOOF
1202
DELISTED
VCA Inc.
WOOF
$156K ﹤0.01%
4,981
+3,469
+229% +$101K
BRW
1203
Saba Capital Income & Opportunities Fund
BRW
$336M
$155K ﹤0.01%
13,296
+3,551
+36% +$42.3K
ERIE icon
1204
Erie Indemnity
ERIE
$13.4B
$155K ﹤0.01%
2,127
+2
+0.1% +$143
FRM
1205
DELISTED
FURMANITE CORPORATION COM
FRM
$155K ﹤0.01%
+14,600
New +$155K
BN icon
1206
Brookfield
BN
$110B
$154K ﹤0.01%
16,902
-1,260
-7% -$11.5K
CMF icon
1207
iShares California Muni Bond ETF
CMF
$4.62B
$154K ﹤0.01%
2,828
– –
DBJP icon
1208
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$709M
$154K ﹤0.01%
3,970
– –
GLTR icon
1209
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$154K ﹤0.01%
2,324
+200
+9% +$13.9K
INTU icon
1210
Intuit
INTU
$92B
$154K ﹤0.01%
2,031
+392
+24% +$28.2K
IVR icon
1211
Invesco Mortgage Capital
IVR
$802M
$154K ﹤0.01%
1,046
-55
-5% -$8.35K
WYNN icon
1212
Wynn Resorts
WYNN
$10.8B
$154K ﹤0.01%
793
+93
+13% +$15.9K
BWLD
1213
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$154K ﹤0.01%
1,045
+104
+11% +$14.3K
CMS icon
1214
CMS Energy
CMS
$21.8B
$153K ﹤0.01%
5,746
+228
+4% +$6.14K
XLNX
1215
DELISTED
Xilinx Inc
XLNX
$153K ﹤0.01%
3,325
+797
+32% +$35.8K
SXCP
1216
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$153K ﹤0.01%
5,650
– –
NTRS icon
1217
Northern Trust
NTRS
$34.4B
$152K ﹤0.01%
2,463
-11,186
-82% -$641K
VT icon
1218
Vanguard Total World Stock ETF
VT
$81.1B
$152K ﹤0.01%
2,567
+124
+5% +$7.14K
OAK
1219
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$152K ﹤0.01%
2,575
-200
-7% -$11.1K
CSM icon
1220
ProShares Large Cap Core Plus
CSM
$532M
$151K ﹤0.01%
6,860
+968
+16% +$20.4K
PBP icon
1221
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$151K ﹤0.01%
7,294
-4,127
-36% -$85.4K
SCHH icon
1222
Schwab US REIT ETF
SCHH
$11.1B
$151K ﹤0.01%
10,002
+2,682
+37% +$41.8K
BMS
1223
DELISTED
Bemis
BMS
$151K ﹤0.01%
3,712
-191
-5% -$7.51K
PSMT icon
1224
Pricesmart
PSMT
$5.33B
$150K ﹤0.01%
1,295
+512
+65% +$57.6K
STWD icon
1225
Starwood Property Trust
STWD
$6.17B
$150K ﹤0.01%
6,697
-2,757
-29% -$58.3K
47 48
49
50 51

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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.