We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.A icon
1176
Brown-Forman Class A
BF.A
$13.1B
$1.11M 0.01%
18,628
– –
FT
1177
Franklin Universal Trust
FT
$198M
$1.11M 0.01%
147,238
+26,662
+22% +$197K
QRVO icon
1178
Qorvo
QRVO
$8.68B
$1.11M 0.01%
14,931
-43
-0.3% -$3.12K
TLTE icon
1179
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$352M
$1.11M 0.01%
22,950
-3,179
-12% -$157K
EWJ icon
1180
iShares MSCI Japan ETF
EWJ
$23.2B
$1.1M 0.01%
19,441
-24,658
-56% -$1.35M
JQC icon
1181
Nuveen Credit Strategies Income Fund
JQC
$715M
$1.1M 0.01%
147,795
+3,606
+3% +$27.5K
MCA
1182
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.1M 0.01%
76,667
-237
-0.3% -$3.39K
AADR icon
1183
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.1M
$1.1M 0.01%
23,135
+19,367
+514% +$964K
PCQ
1184
Pimco California Municipal Income Fund
PCQ
$168M
$1.09M 0.01%
55,660
+600
+1% +$11.7K
VATE icon
1185
INNOVATE Corp
VATE
$102M
$1.09M 0.01%
+2,503
New +$54.4K
BHP icon
1186
BHP
BHP
$222B
$1.09M 0.01%
24,689
+8,447
+52% +$394K
CHY
1187
Calamos Convertible and High Income Fund
CHY
$1.09B
$1.09M 0.01%
98,904
-6,033
-6% -$67.7K
FNV icon
1188
Franco-Nevada
FNV
$44.7B
$1.09M 0.01%
11,914
+3,147
+36% +$289K
URI icon
1189
United Rentals
URI
$69.7B
$1.09M 0.01%
8,716
-6,294
-42% -$763K
HTGC icon
1190
Hercules Capital
HTGC
$3.17B
$1.08M 0.01%
81,129
+1,953
+2% +$25.5K
USFR
1191
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$1.08M 0.01%
43,332
+31,509
+267% +$789K
MFIC icon
1192
MidCap Financial Investment
MFIC
$811M
$1.08M 0.01%
67,386
+3,717
+6% +$60.7K
WTMF icon
1193
WisdomTree Managed Futures Strategy Fund
WTMF
$250M
$1.08M 0.01%
28,430
+366
+1% +$14K
LPT
1194
DELISTED
Liberty Property Trust
LPT
$1.08M 0.01%
21,209
+908
+4% +$46.8K
ADX icon
1195
Adams Diversified Equity Fund
ADX
$3.3B
$1.08M 0.01%
68,151
+24,294
+55% +$381K
OLED icon
1196
Universal Display
OLED
$4.18B
$1.08M 0.01%
6,432
+75
+1% +$15K
KBE icon
1197
State Street SPDR S&P Bank ETF
KBE
$1.75B
$1.08M 0.01%
24,908
-3,136
-11% -$134K
KWEB icon
1198
KraneShares CSI China Internet ETF
KWEB
$5.31B
$1.07M 0.01%
26,026
+1,780
+7% +$75.5K
LNC icon
1199
Lincoln National
LNC
$8.67B
$1.07M 0.01%
17,833
-349
-2% -$20.9K
IBDO
1200
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.07M 0.01%
41,930
+1,166
+3% +$29.7K
46 47
48
49 50

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.