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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
1176
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$910K 0.01%
69,558
-16,307
-19% -$216K
CVY icon
1177
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$908K 0.01%
40,981
+131
+0.3% +$2.94K
RIGS icon
1178
ALPS Strategic Income Fund
RIGS
$60.6M
$908K 0.01%
36,892
+36,544
+10,501% +$896K
SPOT icon
1179
Spotify
SPOT
$102B
$907K 0.01%
+5,017
New +$920K
HYI
1180
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$905K 0.01%
62,172
+170
+0.3% +$2.46K
BSL
1181
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$904K 0.01%
50,275
+152
+0.3% +$2.74K
FTQI icon
1182
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$945M
$904K 0.01%
39,420
+4,159
+12% +$95.1K
IEO icon
1183
iShares US Oil & Gas Exploration & Production ETF
IEO
$589M
$903K 0.01%
11,887
-5,337
-31% -$395K
MT icon
1184
ArcelorMittal
MT
$55.2B
$903K 0.01%
29,292
+6,886
+31% +$209K
SA
1185
Seabridge Gold
SA
$3.46B
$899K 0.01%
69,502
-17,753
-20% -$205K
DXC icon
1186
DXC Technology
DXC
$1.79B
$898K 0.01%
9,608
-2,040
-18% -$181K
RFG icon
1187
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$361M
$898K 0.01%
27,175
-3,670
-12% -$122K
TT icon
1188
Trane Technologies
TT
$105B
$897K 0.01%
8,747
-1,368
-14% -$134K
ARI
1189
Apollo Commercial Real Estate
ARI
$886M
$896K 0.01%
47,497
-9,912
-17% -$189K
BGC icon
1190
BGC Group
BGC
$5.2B
$895K 0.01%
118,107
-24,692
-17% -$183K
MPWR icon
1191
Monolithic Power Systems
MPWR
$67B
$895K 0.01%
7,134
-106
-1% -$14.8K
CACC icon
1192
Credit Acceptance
CACC
$6.05B
$894K 0.01%
2,040
+725
+55% +$304K
APTS
1193
DELISTED
Preferred Apartment Communities, Inc.
APTS
$894K 0.01%
50,863
+11,798
+30% +$206K
OPPE
1194
WisdomTree European Opportunities Fund
OPPE
$296M
$893K 0.01%
29,493
+42
+0.1% +$1.28K
DOV icon
1195
Dover
DOV
$27.8B
$892K 0.01%
10,083
-127
-1% -$10.5K
DX
1196
Dynex Capital
DX
$3.23B
$892K 0.01%
46,548
+18,426
+66% +$354K
JDD
1197
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$892K 0.01%
81,743
+13,046
+19% +$146K
HAP icon
1198
VanEck Natural Resources ETF
HAP
$308M
$891K 0.01%
23,583
+4,750
+25% +$175K
IYM icon
1199
iShares US Basic Materials ETF
IYM
$1.01B
$891K 0.01%
9,055
-86,626
-91% -$8.71M
STL
1200
DELISTED
Sterling Bancorp
STL
$891K 0.01%
40,462
+33,682
+497% +$767K
46 47
48
49 50

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.