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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBI icon
1176
Pitney Bowes
PBI
$2.29B
$379K 0.01%
18,360
+2,106
+13% +$43.6K
HPY
1177
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$378K 0.01%
3,988
+458
+13% +$35.4K
DCT
1178
DELISTED
DCT Industrial Trust Inc.
DCT
$378K 0.01%
10,122
-2,711
-21% -$99.8K
EA
1179
DELISTED
Electronic Arts
EA
$376K 0.01%
5,534
+1,886
+52% +$132K
RGR icon
1180
Sturm, Ruger & Co
RGR
$600M
$376K 0.01%
6,314
-6,422
-50% -$361K
TRN icon
1181
Trinity Industries
TRN
$2.34B
$376K 0.01%
21,724
-1,542
-7% -$28.6K
DVN icon
1182
Devon Energy
DVN
$48.9B
$375K 0.01%
11,642
-3,500
-23% -$144K
RMT
1183
Royce Micro-Cap Trust
RMT
$780M
$375K 0.01%
51,612
+5,707
+12% +$44.4K
TILT icon
1184
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.27B
$375K 0.01%
4,480
+1,065
+31% +$91.7K
PNW icon
1185
Pinnacle West Capital
PNW
$12.2B
$374K 0.01%
5,792
-809
-12% -$51.5K
WU icon
1186
Western Union
WU
$2.33B
$374K 0.01%
20,869
+4,820
+30% +$91K
OKE icon
1187
Oneok
OKE
$58.5B
$372K 0.01%
15,114
+2,244
+17% +$67.4K
PTLA
1188
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$372K 0.01%
7,232
+959
+15% +$46.5K
BDJ icon
1189
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$371K 0.01%
48,936
+496
+1% +$3.74K
FXL icon
1190
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$371K 0.01%
11,088
+113
+1% +$3.8K
GQRE icon
1191
FlexShares Global Quality Real Estate Index Fund
GQRE
$423M
$371K 0.01%
6,516
-372
-5% -$21.1K
PCN
1192
PIMCO Corporate & Income Strategy Fund
PCN
$884M
$371K 0.01%
27,726
+8,679
+46% +$118K
BNY
1193
DELISTED
BlackRock New York Municipal Income Trust
BNY
$370K 0.01%
23,692
+2,650
+13% +$39.8K
GGN
1194
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$370K 0.01%
77,777
+6,813
+10% +$35.4K
FRA icon
1195
BlackRock Floating Rate Income Strategies Fund
FRA
$390M
$368K 0.01%
28,484
-407
-1% -$5.21K
FRME icon
1196
First Merchants
FRME
$2.72B
$368K 0.01%
14,509
+339
+2% +$8.93K
AFSI
1197
DELISTED
AmTrust Financial Services, Inc.
AFSI
$366K 0.01%
11,894
+1,268
+12% +$40.6K
DNKN
1198
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$365K 0.01%
8,568
+1,756
+26% +$73.7K
HBAN icon
1199
Huntington Bancshares
HBAN
$35.9B
$364K 0.01%
32,949
+1,880
+6% +$21K
RIGS icon
1200
ALPS Strategic Income Fund
RIGS
$60.6M
$364K 0.01%
15,056
+478
+3% +$11.6K
46 47
48
49 50

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.