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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFSI
1176
DELISTED
AmTrust Financial Services, Inc.
AFSI
$334K 0.01%
10,626
+516
+5% +$16.4K
ADI icon
1177
Analog Devices
ADI
$186B
$333K 0.01%
5,953
+1,243
+26% +$72.3K
DHI icon
1178
D.R. Horton
DHI
$41.9B
$333K 0.01%
11,332
+2,884
+34% +$85K
PETS icon
1179
PetMed Express
PETS
$43.2M
$333K 0.01%
20,653
+2,063
+11% +$34.6K
TYC
1180
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$333K 0.01%
9,473
-240
-2% -$9.24K
FTA icon
1181
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$332K 0.01%
8,799
-1,841
-17% -$74.2K
DNKN
1182
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$332K 0.01%
6,812
-736
-10% -$38.1K
EWA icon
1183
iShares MSCI Australia ETF
EWA
$1.45B
$331K 0.01%
18,450
+322
+2% +$6.3K
NFJ
1184
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$329K 0.01%
26,120
-587
-2% -$8.15K
SPHB icon
1185
Invesco S&P 500 High Beta ETF
SPHB
$955M
$329K 0.01%
11,560
+2,950
+34% +$92K
HYLD
1186
DELISTED
High Yield ETF
HYLD
$329K 0.01%
9,093
-576
-6% -$22.3K
RBS.PRL.CL
1187
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$329K 0.01%
13,569
-19
-0.1% -$467
CP icon
1188
Canadian Pacific Kansas City
CP
$82.5B
$328K 0.01%
11,435
-14,750
-56% -$445K
HBAN icon
1189
Huntington Bancshares
HBAN
$35.9B
$327K 0.01%
31,069
+3,293
+12% +$36.7K
UHS icon
1190
Universal Health Services
UHS
$10.1B
$327K 0.01%
2,622
+1,532
+141% +$213K
BGT icon
1191
BlackRock Floating Rate Income Trust
BGT
$328M
$326K 0.01%
26,174
-259
-1% -$3.34K
PBI icon
1192
Pitney Bowes
PBI
$2.29B
$322K 0.01%
16,254
-933
-5% -$19.1K
FSLR icon
1193
First Solar
FSLR
$24.1B
$321K 0.01%
7,523
-17,041
-69% -$788K
ZION icon
1194
Zions Bancorporation
ZION
$10.4B
$321K 0.01%
11,649
-7
-0.1% -$208
DVYA icon
1195
iShares Asia/Pacific Dividend ETF
DVYA
$71.6M
$320K 0.01%
8,630
+554
+7% +$23.3K
TSS
1196
DELISTED
Total System Services, Inc.
TSS
$320K 0.01%
7,041
+1,098
+18% +$50K
SNI
1197
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$319K 0.01%
6,484
+997
+18% +$57.5K
DBA icon
1198
Invesco DB Agriculture Fund
DBA
$1.23B
$318K 0.01%
15,216
-433
-3% -$9.33K
PXSC
1199
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$318K 0.01%
10,329
– –
RHT
1200
DELISTED
Red Hat Inc
RHT
$318K 0.01%
4,427
+1,788
+68% +$135K
46 47
48
49 50

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.