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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
1176
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$166K 0.01%
3,468
+1,264
+57% +$60.6K
BIT icon
1177
BlackRock Multi-Sector Income Trust
BIT
$702M
$165K 0.01%
9,639
-4,842
-33% -$81.2K
SBRA icon
1178
Sabra Healthcare REIT
SBRA
$5.07B
$165K 0.01%
6,303
-385
-6% -$9.92K
NQM
1179
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$165K 0.01%
12,222
+1,514
+14% +$20.3K
HBI
1180
DELISTED
Hanesbrands
HBI
$164K 0.01%
9,368
-3,908
-29% -$65K
TFSL icon
1181
TFS Financial
TFSL
$4.83B
$164K 0.01%
13,544
+500
+4% +$5.98K
BSCG
1182
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$164K 0.01%
7,344
+5,199
+242% +$116K
CCI icon
1183
Crown Castle
CCI
$31.3B
$163K 0.01%
2,274
+200
+10% +$14.8K
BBEP
1184
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$163K 0.01%
8,000
-450
-5% -$8.58K
BEAM
1185
DELISTED
BEAM INC COM STK (DE)
BEAM
$163K 0.01%
2,398
-75
-3% -$5.07K
NTG
1186
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$162K 0.01%
592
– –
UPL
1187
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$162K 0.01%
7,485
-304
-4% -$6.19K
CFR icon
1188
Cullen/Frost Bankers
CFR
$10.3B
$161K 0.01%
2,173
+27
+1% +$1.93K
PFL
1189
PIMCO Income Strategy Fund
PFL
$388M
$161K 0.01%
14,165
+28
+0.2% +$323
SGOL icon
1190
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$161K 0.01%
13,620
-4,000
-23% -$50.1K
BFH icon
1191
Bread Financial
BFH
$4.36B
$159K ﹤0.01%
762
+23
+3% +$4.39K
SMFG icon
1192
Sumitomo Mitsui Financial
SMFG
$160B
$159K ﹤0.01%
15,210
+8,076
+113% +$80.3K
CHS
1193
DELISTED
Chicos FAS, Inc.
CHS
$158K ﹤0.01%
8,359
-2,797
-25% -$49.5K
SEMG
1194
DELISTED
SEMGROUP CORPORATION
SEMG
$158K ﹤0.01%
2,425
– –
LVLT
1195
DELISTED
Level 3 Communications Inc
LVLT
$158K ﹤0.01%
4,763
+124
+3% +$3.65K
IDA icon
1196
Idacorp
IDA
$8.11B
$157K ﹤0.01%
3,029
+34
+1% +$1.74K
VLY icon
1197
Valley National Bancorp
VLY
$8.16B
$157K ﹤0.01%
15,561
-1
-0% -$10
PLL
1198
DELISTED
PALL CORP
PLL
$157K ﹤0.01%
1,849
-306
-14% -$24.9K
PWJ
1199
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$157K ﹤0.01%
5,392
+22
+0.4% +$641
RBLD icon
1200
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$57.9M
$156K ﹤0.01%
3,037
+81
+3% +$4K
46 47
48
49 50

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.