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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.A icon
1151
Brown-Forman Class A
BF.A
$12.8B
$850K 0.01%
17,926
-900
-5% -$43K
BTZ icon
1152
BlackRock Credit Allocation Income Trust
BTZ
$957M
$850K 0.01%
76,068
-18,214
-19% -$213K
DBA icon
1153
Invesco DB Agriculture Fund
DBA
$1.24B
$850K 0.01%
50,182
-2,002
-4% -$34.7K
EEMS icon
1154
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$375M
$849K 0.01%
20,298
+20,048
+8,019% +$855K
PEY icon
1155
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$846K 0.01%
53,372
+4,959
+10% +$85.1K
HQL
1156
abrdn Life Sciences Investors
HQL
$639M
$845K 0.01%
55,911
+1,001
+2% +$17.6K
SABA
1157
Saba Capital Income & Opportunities Fund II
SABA
$222M
$842K 0.01%
69,715
-17,586
-20% -$215K
FENY icon
1158
Fidelity MSCI Energy Index ETF
FENY
$2.04B
$840K 0.01%
53,751
-256,564
-83% -$4.76M
SSRM icon
1159
SSR Mining
SSRM
$6.65B
$840K 0.01%
69,529
+16,543
+31% +$175K
MFT
1160
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$839K 0.01%
68,471
-5,671
-8% -$68.6K
HAP icon
1161
VanEck Natural Resources ETF
HAP
$312M
$835K 0.01%
25,896
+2,313
+10% +$81K
INTF icon
1162
iShares International Equity Factor ETF
INTF
$3.76B
$835K 0.01%
35,209
-6,736
-16% -$171K
OKTA icon
1163
Okta
OKTA
$25.9B
$834K 0.01%
13,368
-1,587
-11% -$94.1K
ATO icon
1164
Atmos Energy
ATO
$28.7B
$832K 0.01%
9,009
+59
+0.7% +$5.64K
QRVO icon
1165
Qorvo
QRVO
$8.53B
$832K 0.01%
13,712
-156
-1% -$10.5K
BSL
1166
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$830K 0.01%
54,111
+3,836
+8% +$65.6K
IHE icon
1167
iShares US Pharmaceuticals ETF
IHE
$1.63B
$830K 0.01%
17,691
-8,742
-33% -$448K
USRT icon
1168
iShares Core US REIT ETF
USRT
$4.55B
$826K 0.01%
18,407
-8,605
-32% -$408K
BGH
1169
Barings Global Short Duration High Yield Fund
BGH
$287M
$825K 0.01%
51,749
-27,344
-35% -$478K
HTD
1170
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$903M
$825K 0.01%
40,329
+14,838
+58% +$327K
ABR icon
1171
Arbor Realty Trust
ABR
$998M
$824K 0.01%
81,804
+35,549
+77% +$413K
QABA icon
1172
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
$824K 0.01%
19,133
-1,703
-8% -$82.3K
SNPS icon
1173
Synopsys
SNPS
$79.6B
$824K 0.01%
9,916
+2,151
+28% +$191K
SUN icon
1174
Sunoco
SUN
$13.8B
$823K 0.01%
30,295
-4,319
-12% -$121K
SMG icon
1175
ScottsMiracle-Gro
SMG
$3.62B
$822K 0.01%
13,330
-499
-4% -$35.5K
45 46
47
48 49

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.