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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
1151
NXP Semiconductors
NXPI
$59.3B
$944K 0.01%
11,057
+5,221
+89% +$501K
TXRH icon
1152
Texas Roadhouse
TXRH
$13.9B
$943K 0.01%
13,600
-2,239
-14% -$152K
CIT
1153
DELISTED
CIT Group Inc.
CIT
$943K 0.01%
18,285
-3,137
-15% -$167K
MHK icon
1154
Mohawk Industries
MHK
$9.2B
$941K 0.01%
5,365
-3,728
-41% -$731K
HAS icon
1155
Hasbro
HAS
$13.6B
$935K 0.01%
8,885
+1,173
+15% +$117K
WLL
1156
DELISTED
Whiting Petroleum Corporation
WLL
$933K 0.01%
231
+21
+10% +$77.4K
CHW
1157
Calamos Global Dynamic Income Fund
CHW
$552M
$932K 0.01%
102,821
-2,598
-2% -$23.6K
PRFZ icon
1158
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$932K 0.01%
32,860
+9,960
+43% +$284K
LVHD icon
1159
Franklin US Low Volatility High Dividend Index ETF
LVHD
$625M
$930K 0.01%
30,425
+28,417
+1,415% +$873K
SEDG icon
1160
SolarEdge
SEDG
$2B
$928K 0.01%
24,641
+13,150
+114% +$633K
UCC icon
1161
ProShares Ultra Consumer Discretionary
UCC
$10.3M
$928K 0.01%
33,652
-1,884
-5% -$48.2K
GSG icon
1162
iShares S&P GSCI Commodity-Indexed Trust
GSG
$945M
$927K 0.01%
51,150
+27,621
+117% +$477K
ROM icon
1163
ProShares Ultra Technology
ROM
$1.3B
$926K 0.01%
61,312
+29,152
+91% +$419K
IDLV icon
1164
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$923K 0.01%
28,418
-16,441
-37% -$537K
MFT
1165
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$923K 0.01%
74,142
+46,342
+167% +$596K
AJG icon
1166
Arthur J. Gallagher & Co
AJG
$65.4B
$922K 0.01%
12,366
+2,052
+20% +$147K
CLF icon
1167
Cleveland-Cliffs
CLF
$6.89B
$922K 0.01%
72,673
-1,856
-2% -$19.1K
VMO icon
1168
Invesco Municipal Opportunity Trust
VMO
$662M
$922K 0.01%
80,641
-5,669
-7% -$66.7K
EFT
1169
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$919K 0.01%
62,935
+47,372
+304% +$695K
MFIC icon
1170
MidCap Financial Investment
MFIC
$794M
$918K 0.01%
56,163
+3,988
+8% +$68K
GRES
1171
DELISTED
IQ ARB Global Resources
GRES
$918K 0.01%
33,628
-3,860
-10% -$104K
IONS icon
1172
Ionis Pharmaceuticals
IONS
$9.47B
$917K 0.01%
17,762
-478
-3% -$22.5K
RPAI
1173
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$917K 0.01%
75,087
-11,505
-13% -$145K
BHP icon
1174
BHP
BHP
$229B
$912K 0.01%
20,468
+1,485
+8% +$64.3K
CMS icon
1175
CMS Energy
CMS
$21.9B
$912K 0.01%
18,632
-7,063
-27% -$344K
45 46
47
48 49

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.