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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
1126
Kohl's
KSS
$2.16B
$913K 0.01%
16,832
+12,593
+297% +$580K
SA
1127
Seabridge Gold
SA
$3.36B
$909K 0.01%
80,436
+412
+0.5% +$4.88K
JRO
1128
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$908K 0.01%
79,683
+2,727
+4% +$30.8K
FGD icon
1129
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$906K 0.01%
34,404
-365
-1% -$9.45K
SUNS
1130
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$906K 0.01%
51,034
+361
+0.7% +$6.44K
APTS
1131
DELISTED
Preferred Apartment Communities, Inc.
APTS
$903K 0.01%
44,588
+2,319
+5% +$47.7K
PANW icon
1132
Palo Alto Networks
PANW
$314B
$899K 0.01%
37,170
+4,704
+14% +$114K
EA
1133
DELISTED
Electronic Arts
EA
$897K 0.01%
8,478
+441
+5% +$49K
FSLR icon
1134
First Solar
FSLR
$25.7B
$897K 0.01%
13,289
-2,100
-14% -$123K
IBND icon
1135
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$897K 0.01%
25,383
-10,870
-30% -$377K
CRF
1136
Cornerstone Total Return Fund
CRF
$1.17B
$894K 0.01%
59,673
-26,264
-31% -$383K
MNST icon
1137
Monster Beverage
MNST
$89.5B
$891K 0.01%
28,164
+2,626
+10% +$78.7K
GNW icon
1138
Genworth Financial
GNW
$3.75B
$888K 0.01%
285,534
-1,111
-0.4% -$3.84K
HQH
1139
abrdn Healthcare Investors
HQH
$1.33B
$888K 0.01%
39,373
-421
-1% -$9.85K
OCSI
1140
DELISTED
Oaktree Strategic Income Corporation
OCSI
$887K 0.01%
105,616
-4,450
-4% -$38.5K
WDAY icon
1141
Workday
WDAY
$45.5B
$885K 0.01%
8,695
+1,203
+16% +$128K
KRG icon
1142
Kite Realty
KRG
$5.3B
$883K 0.01%
44,946
-21,403
-32% -$416K
RQI icon
1143
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$881K 0.01%
69,555
-4,261
-6% -$53.6K
NS
1144
DELISTED
NuStar Energy L.P.
NS
$881K 0.01%
29,390
+7,650
+35% +$248K
MASI
1145
DELISTED
Masimo
MASI
$879K 0.01%
10,368
+718
+7% +$62.3K
RIO icon
1146
Rio Tinto
RIO
$166B
$878K 0.01%
16,586
+1,733
+12% +$84.6K
SH icon
1147
ProShares Short S&P500
SH
$843M
$877K 0.01%
7,260
-4,476
-38% -$557K
MMT
1148
Aberdeen Multi-Market Income Fund
MMT
$242M
$876K 0.01%
144,197
-3,211
-2% -$19.7K
GNR icon
1149
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
$875K 0.01%
17,823
+10,464
+142% +$493K
AKS
1150
DELISTED
AK Steel Holding Corp
AKS
$874K 0.01%
154,231
+15,950
+12% +$83.2K
44 45
46
47 48

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.