We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEU icon
1126
NewMarket
NEU
$8.43B
$630K 0.01%
1,485
+379
+34% +$156K
OGE icon
1127
OGE Energy
OGE
$9.63B
$630K 0.01%
18,990
+391
+2% +$12.3K
SGOL icon
1128
abrdn Physical Gold Shares ETF
SGOL
$7.53B
$627K 0.01%
56,100
+1,550
+3% +$18.4K
GDO
1129
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.8M
$626K 0.01%
36,595
+3,664
+11% +$62.6K
RXI icon
1130
iShares Global Consumer Discretionary ETF
RXI
$275M
$626K 0.01%
6,952
+614
+10% +$55K
BIDU icon
1131
Baidu
BIDU
$35.4B
$625K 0.01%
3,758
-1,009
-21% -$172K
DZK
1132
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$625K 0.01%
13,868
+474
+4% +$20.9K
CAH icon
1133
Cardinal Health
CAH
$55.3B
$624K 0.01%
8,648
-1,745
-17% -$126K
UN
1134
DELISTED
Unilever NV New York Registry Shares
UN
$622K 0.01%
15,115
+318
+2% +$13.2K
ARR
1135
Armour Residential REIT
ARR
$2.37B
$621K 0.01%
5,721
+133
+2% +$14.8K
WHLRP
1136
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.5M
$621K 0.01%
28,045
+325
+1% +$7.03K
FGD icon
1137
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$620K 0.01%
26,626
-373
-1% -$8.61K
VCV icon
1138
Invesco California Value Municipal Income Trust
VCV
$527M
$620K 0.01%
51,044
+2,369
+5% +$29.9K
ADAM
1139
Adamas Trust
ADAM
$923M
$617K 0.01%
23,350
-5,662
-20% -$143K
IGV icon
1140
iShares Expanded Tech-Software Sector ETF
IGV
$14.8B
$616K 0.01%
28,295
+20,965
+286% +$469K
BCIC
1141
BCP Investment Corp
BCIC
$95.8M
$615K 0.01%
15,440
+13,840
+865% +$573K
ILCG icon
1142
iShares Morningstar Growth ETF
ILCG
$3.28B
$613K 0.01%
25,385
+1,630
+7% +$39.3K
PII icon
1143
Polaris
PII
$3.96B
$613K 0.01%
7,788
-216
-3% -$17.6K
FICO icon
1144
Fair Isaac
FICO
$22.4B
$611K 0.01%
5,105
+259
+5% +$30.8K
CCJ icon
1145
Cameco
CCJ
$42.9B
$607K 0.01%
58,055
+5,101
+10% +$46.1K
BSJI
1146
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$607K 0.01%
24,116
+2,657
+12% +$66.8K
AER icon
1147
AerCap
AER
$23.7B
$605K 0.01%
14,654
+9,623
+191% +$405K
KMX icon
1148
CarMax
KMX
$8.27B
$605K 0.01%
9,396
+1,692
+22% +$94.9K
NWL icon
1149
Newell Brands
NWL
$2.59B
$605K 0.01%
13,359
-1,924
-13% -$93.1K
IAK icon
1150
iShares US Insurance ETF
IAK
$540M
$604K 0.01%
10,188
+7,370
+262% +$414K
44 45
46
47 48

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.