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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
1126
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$333K 0.01%
23,356
+1,556
+7% +$21.8K
REM icon
1127
iShares Mortgage Real Estate ETF
REM
$545M
$333K 0.01%
7,111
+3,942
+124% +$194K
VTN icon
1128
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$333K 0.01%
24,326
+206
+0.9% +$2.79K
BRG
1129
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$333K 0.01%
26,753
+10,405
+64% +$131K
GEN icon
1130
Gen Digital
GEN
$17.4B
$331K 0.01%
12,877
-321
-2% -$7.98K
MGV icon
1131
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$331K 0.01%
+5,458
New +$325K
GLDD
1132
DELISTED
Great Lakes Dredge & Dock
GLDD
$330K 0.01%
+38,500
New +$279K
PFX icon
1133
PhenixFIN
PFX
$88.9M
$330K 0.01%
1,787
+66
+4% +$14.3K
BN icon
1134
Brookfield
BN
$110B
$329K 0.01%
28,063
+4,908
+21% +$55.2K
DGRW icon
1135
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$329K 0.01%
+10,597
New +$319K
LAZ icon
1136
Lazard
LAZ
$4.24B
$328K 0.01%
6,562
+5,426
+478% +$269K
FNX icon
1137
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$327K 0.01%
6,193
+327
+6% +$16.8K
NQU
1138
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$327K 0.01%
23,433
+881
+4% +$12.2K
B
1139
Barrick Mining
B
$66B
$326K 0.01%
30,320
+12,557
+71% +$155K
VIAV icon
1140
Viavi Solutions
VIAV
$9.47B
$326K 0.01%
41,803
+10,185
+32% +$75.9K
SUNS
1141
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$326K 0.01%
21,789
+1,590
+8% +$24.2K
CMA
1142
DELISTED
Comerica
CMA
$324K 0.01%
6,934
+3,186
+85% +$150K
ARIA
1143
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$324K 0.01%
47,058
+1,700
+4% +$10.6K
HUN icon
1144
Huntsman Corp
HUN
$1.83B
$322K 0.01%
14,099
+2,580
+22% +$62.6K
MAA icon
1145
Mid-America Apartment Communities
MAA
$15.3B
$322K 0.01%
4,309
+2,617
+155% +$187K
WAT icon
1146
Waters Corp
WAT
$40.7B
$322K 0.01%
2,858
+1,731
+154% +$190K
EROC
1147
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$322K 0.01%
146,192
+26,457
+22% +$77.1K
BALL icon
1148
Ball Corp
BALL
$16.6B
$321K 0.01%
9,392
+612
+7% +$20.2K
WOOD icon
1149
iShares Global Timber & Forestry ETF
WOOD
$270M
$321K 0.01%
6,066
+2,281
+60% +$117K
INVN
1150
DELISTED
Invensense Inc
INVN
$321K 0.01%
19,688
-2,197
-10% -$36.9K
44 45
46
47 48

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.