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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
1126
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$200K 0.01%
17,657
+591
+3% +$6.75K
PHT
1127
DELISTED
Pioneer High Income Fund
PHT
$200K 0.01%
11,220
+1,051
+10% +$18.5K
FDD icon
1128
First Trust STOXX European Select Dividend Income Fund
FDD
$906M
$199K 0.01%
13,800
+10,100
+273% +$141K
NUV icon
1129
Nuveen Municipal Value Fund
NUV
$1.9B
$199K 0.01%
21,078
-474
-2% -$4.46K
CB
1130
DELISTED
CHUBB CORPORATION
CB
$199K 0.01%
2,225
-28
-1% -$2.45K
MTW icon
1131
Manitowoc
MTW
$702M
$198K 0.01%
6,945
-1,166
-14% -$29.9K
PALI icon
1132
Palisade Bio
PALI
$372M
– –
0
– –
XLKS
1133
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$197K 0.01%
4,350
-300
-6% -$13.6K
RHI icon
1134
Robert Half
RHI
$4.31B
$196K 0.01%
4,677
-130
-3% -$5.35K
IPS
1135
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$196K 0.01%
4,916
+1,711
+53% +$66.9K
ACWI icon
1136
iShares MSCI ACWI ETF
ACWI
$33.3B
$195K 0.01%
3,359
-43
-1% -$2.44K
XOP icon
1137
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$195K 0.01%
678
– –
CPAY icon
1138
Corpay
CPAY
$26.7B
$195K 0.01%
1,696
+39
+2% +$4.54K
FDS icon
1139
Factset
FDS
$10.1B
$194K 0.01%
1,797
+453
+34% +$47.9K
FUN icon
1140
Cedar Fair
FUN
$1.63B
$194K 0.01%
3,816
-88
-2% -$4.53K
ZGNX
1141
DELISTED
Zogenix, Inc.
ZGNX
$194K 0.01%
8,513
+138
+2% +$4.49K
BSE
1142
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$194K 0.01%
15,105
+9
+0.1% +$113
CX icon
1143
Cemex
CX
$16.1B
$193K 0.01%
17,840
+3,461
+24% +$37.3K
IGR
1144
CBRE Global Real Estate Income Fund
IGR
$702M
$193K 0.01%
23,120
-2,377
-9% -$19.5K
DIV icon
1145
Global X SuperDividend US ETF
DIV
$773M
$192K 0.01%
7,077
+221
+3% +$5.85K
BDJ icon
1146
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$191K 0.01%
24,055
-770
-3% -$6.03K
NFG icon
1147
National Fuel Gas
NFG
$7.82B
$191K 0.01%
2,724
+18
+0.7% +$1.32K
SONY icon
1148
Sony
SONY
$139B
$191K 0.01%
50,060
+44,800
+852% +$155K
VLY icon
1149
Valley National Bancorp
VLY
$8.16B
$191K 0.01%
18,385
+2,824
+18% +$28.3K
CSQ icon
1150
Calamos Strategic Total Return Fund
CSQ
$3.35B
$190K 0.01%
17,077
-181,992
-91% -$2M
44 45
46
47 48

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.