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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
1101
Plains All American Pipeline
PAA
$16.5B
$1.22M 0.01%
58,661
+1,711
+3% +$38.7K
TDOC icon
1102
Teladoc Health
TDOC
$1.26B
$1.22M 0.01%
17,979
+3,073
+21% +$202K
PANW icon
1103
Palo Alto Networks
PANW
$323B
$1.22M 0.01%
35,838
-6,228
-15% -$220K
MYF
1104
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.22M 0.01%
84,997
+7,600
+10% +$110K
FGB
1105
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$1.21M 0.01%
195,807
+10,098
+5% +$62.4K
FIW icon
1106
First Trust Water ETF
FIW
$1.92B
$1.21M 0.01%
21,593
+3,241
+18% +$178K
NOK icon
1107
Nokia
NOK
$59B
$1.21M 0.01%
239,426
+36,439
+18% +$188K
CBRE icon
1108
CBRE Group
CBRE
$44B
$1.21M 0.01%
22,838
-704
-3% -$37K
USO icon
1109
United States Oil Fund
USO
$1.77B
$1.21M 0.01%
13,341
-107
-0.8% -$10K
IYC icon
1110
iShares US Consumer Discretionary ETF
IYC
$1.22B
$1.21M 0.01%
22,232
+5,476
+33% +$301K
CNC icon
1111
Centene
CNC
$32.6B
$1.21M 0.01%
27,905
-1,730
-6% -$84.2K
GBX icon
1112
The Greenbrier Companies
GBX
$1.42B
$1.21M 0.01%
40,063
-5,611
-12% -$152K
NEV
1113
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1.2M 0.01%
84,001
+13,660
+19% +$199K
TEL icon
1114
TE Connectivity
TEL
$62.2B
$1.2M 0.01%
12,904
-6,552
-34% -$603K
MUH
1115
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$1.2M 0.01%
79,736
– –
EUSA icon
1116
iShares MSCI USA Equal Weighted ETF
EUSA
$1.96B
$1.2M 0.01%
20,114
-204
-1% -$12.1K
OIA icon
1117
Invesco Municipal Income Opportunities Trust
OIA
$292M
$1.2M 0.01%
150,997
+3,931
+3% +$30.8K
KMX icon
1118
CarMax
KMX
$8.52B
$1.2M 0.01%
13,595
-2,786
-17% -$239K
BPY
1119
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.2M 0.01%
58,854
-4,006
-6% -$77.4K
ARDC
1120
Are Dynamic Credit Allocation Fund
ARDC
$298M
$1.19M 0.01%
80,092
+2,816
+4% +$42.5K
G icon
1121
Genpact
G
$5.78B
$1.19M 0.01%
30,845
-149
-0.5% -$5.91K
KSS icon
1122
Kohl's
KSS
$2.22B
$1.19M 0.01%
24,035
+599
+3% +$29.4K
PMF
1123
DELISTED
PIMCO Municipal Income Fund
PMF
$1.19M 0.01%
78,949
-3,213
-4% -$47.2K
IGF icon
1124
iShares Global Infrastructure ETF
IGF
$10.7B
$1.19M 0.01%
25,616
-730
-3% -$33.4K
CHK
1125
DELISTED
Chesapeake Energy Corporation
CHK
$1.19M 0.01%
4,221
-2,685
-39% -$873K
43 44
45
46 47

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HAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.