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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
1076
Monolithic Power Systems
MPWR
$68.9B
$967K 0.01%
8,318
+1,184
+17% +$142K
EWBC icon
1077
East-West Bancorp
EWBC
$18.2B
$966K 0.01%
22,168
-2,882
-12% -$149K
PDT
1078
John Hancock Premium Dividend Fund
PDT
$627M
$965K 0.01%
69,626
+4,473
+7% +$68.6K
RPAI
1079
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$964K 0.01%
88,942
+13,855
+18% +$166K
EBAY icon
1080
eBay
EBAY
$47.2B
$963K 0.01%
34,169
+4,306
+14% +$127K
UAL icon
1081
United Airlines
UAL
$41B
$963K 0.01%
11,501
+3,439
+43% +$302K
LVHD icon
1082
Franklin US Low Volatility High Dividend Index ETF
LVHD
$624M
$962K 0.01%
33,211
+2,786
+9% +$84.6K
KIO
1083
KKR Income Opportunities Fund
KIO
$459M
$961K 0.01%
67,475
+1,290
+2% +$19.9K
HISF icon
1084
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$960K 0.01%
20,688
+3,609
+21% +$173K
VICR icon
1085
Vicor
VICR
$9.72B
$958K 0.01%
25,367
-300
-1% -$11K
ATCO
1086
DELISTED
Atlas Corp.
ATCO
$957K 0.01%
122,208
+3,029
+3% +$26.4K
EMQQ icon
1087
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$276M
$956K 0.01%
35,788
-1,097
-3% -$31.2K
DRI icon
1088
Darden Restaurants
DRI
$24.9B
$954K 0.01%
9,523
+463
+5% +$49.5K
OCSI
1089
DELISTED
Oaktree Strategic Income Corporation
OCSI
$953K 0.01%
122,995
+3,490
+3% +$28.9K
INDA icon
1090
iShares MSCI India ETF
INDA
$6.6B
$952K 0.01%
28,548
-946
-3% -$29.8K
DCP
1091
DELISTED
DCP Midstream, LP
DCP
$950K 0.01%
35,856
-1,105
-3% -$39.7K
APH icon
1092
Amphenol
APH
$206B
$948K 0.01%
47,256
+25,984
+122% +$558K
CWCO icon
1093
Consolidated Water Co
CWCO
$518M
$948K 0.01%
81,322
-2,681
-3% -$33.6K
FAX
1094
abrdn Asia-Pacific Income Fund
FAX
$604M
$948K 0.01%
40,847
-1,705
-4% -$40.8K
FVAL icon
1095
Fidelity Value Factor ETF
FVAL
$1.37B
$948K 0.01%
31,895
-5,878
-16% -$191K
RIGS icon
1096
ALPS Strategic Income Fund
RIGS
$60.5M
$946K 0.01%
39,362
+2,470
+7% +$59.9K
PETS icon
1097
PetMed Express
PETS
$42.3M
$945K 0.01%
40,628
-3,811
-9% -$102K
CQP icon
1098
Cheniere Energy
CQP
$32.2B
$940K 0.01%
26,060
+412
+2% +$15K
ARDC
1099
Are Dynamic Credit Allocation Fund
ARDC
$298M
$938K 0.01%
67,911
+6,176
+10% +$91.7K
STIP icon
1100
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$938K 0.01%
9,564
+2,251
+31% +$221K
42 43
44
45 46

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.