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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYLD icon
1051
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.31M 0.01%
27,020
+15,520
+135% +$761K
CHI
1052
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$1.31M 0.01%
126,302
+1,072
+0.9% +$11.3K
FITB
1053
Fifth Third Bancorp
FITB
$52.6B
$1.31M 0.01%
47,911
-9,820
-17% -$269K
SGOL icon
1054
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$1.31M 0.01%
92,480
+53,710
+139% +$763K
MMU
1055
Western Asset Managed Municipals Fund
MMU
$558M
$1.31M 0.01%
95,338
+1,656
+2% +$23.5K
GGG icon
1056
Graco
GGG
$13.4B
$1.3M 0.01%
28,319
-2,103
-7% -$99.4K
PFM icon
1057
Invesco Dividend Achievers ETF
PFM
$813M
$1.3M 0.01%
44,066
+58
+0.1% +$1.69K
CDW icon
1058
CDW
CDW
$17.7B
$1.3M 0.01%
10,535
-18
-0.2% -$2.06K
CHRW icon
1059
C.H. Robinson
CHRW
$17.5B
$1.3M 0.01%
15,311
-5,696
-27% -$479K
ARE icon
1060
Alexandria Real Estate Equities
ARE
$8.36B
$1.3M 0.01%
8,420
+1,079
+15% +$159K
BOTZ icon
1061
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.59B
$1.29M 0.01%
64,300
+2,212
+4% +$43.2K
IIM icon
1062
Invesco Value Municipal Income Trust
IIM
$603M
$1.29M 0.01%
83,835
+2,729
+3% +$41.9K
WDIV icon
1063
State Street SPDR S&P Global Dividend ETF
WDIV
$283M
$1.28M 0.01%
18,995
– –
SFBS
1064
ServisFirst Bancshares
SFBS
$4.98B
$1.28M 0.01%
38,680
– –
SMG icon
1065
ScottsMiracle-Gro
SMG
$3.6B
$1.28M 0.01%
12,591
+251
+2% +$26.3K
TILT icon
1066
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.27B
$1.28M 0.01%
10,933
-5,904
-35% -$688K
SGDM icon
1067
Sprott Gold Miners ETF
SGDM
$652M
$1.27M 0.01%
55,631
+39
+0.1% +$937
SWAN icon
1068
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$162M
$1.27M 0.01%
44,592
-2,649
-6% -$74.4K
KIE icon
1069
State Street SPDR S&P Insurance ETF
KIE
$682M
$1.27M 0.01%
36,053
-62,879
-64% -$2.17M
IQLT icon
1070
iShares MSCI Intl Quality Factor ETF
IQLT
$14.3B
$1.27M 0.01%
42,733
-54,041
-56% -$1.6M
KXI icon
1071
iShares Global Consumer Staples ETF
KXI
$1.07B
$1.27M 0.01%
23,140
+1,510
+7% +$81.4K
ATO icon
1072
Atmos Energy
ATO
$28.7B
$1.27M 0.01%
11,129
+1,464
+15% +$160K
NXPI icon
1073
NXP Semiconductors
NXPI
$58.5B
$1.26M 0.01%
11,578
-902
-7% -$92.1K
JHMM icon
1074
John Hancock Multifactor Mid Cap ETF
JHMM
$6.17B
$1.26M 0.01%
34,174
-64,639
-65% -$2.36M
ETG
1075
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$1.25M 0.01%
76,215
-5,652
-7% -$91.2K
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.