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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSA icon
1051
iShares MSCI USA Equal Weighted ETF
EUSA
$1.94B
$1M 0.01%
20,173
-12,237
-38% -$665K
MCA
1052
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1M 0.01%
79,402
-24,441
-24% -$308K
IQI icon
1053
Invesco Quality Municipal Securities
IQI
$534M
$1M 0.01%
89,250
+38,640
+76% +$433K
CHI
1054
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$1M 0.01%
112,790
+6,992
+7% +$69.6K
CRON
1055
Cronos Group
CRON
$1.13B
$999K 0.01%
95,858
+46,223
+93% +$445K
RVNU icon
1056
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$999K 0.01%
38,005
+4,913
+15% +$127K
STT icon
1057
State Street
STT
$51.4B
$999K 0.01%
15,823
+8,268
+109% +$592K
SPG icon
1058
Simon Property Group
SPG
$71B
$994K 0.01%
5,921
+1,366
+30% +$244K
FMAT icon
1059
Fidelity MSCI Materials Index ETF
FMAT
$621M
$992K 0.01%
34,956
-37,666
-52% -$1.14M
AJG icon
1060
Arthur J. Gallagher & Co
AJG
$65B
$988K 0.01%
13,413
+1,047
+8% +$78.2K
CXO
1061
DELISTED
CONCHO RESOURCES INC.
CXO
$986K 0.01%
9,500
-2,415
-20% -$320K
HE icon
1062
Hawaiian Electric Industries
HE
$2.05B
$985K 0.01%
26,955
+6,657
+33% +$247K
SAP icon
1063
SAP
SAP
$242B
$984K 0.01%
9,871
+3,850
+64% +$410K
KSS icon
1064
Kohl's
KSS
$2.1B
$983K 0.01%
14,813
-5,868
-28% -$412K
RSPF icon
1065
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$983K 0.01%
27,012
-1,298
-5% -$51.9K
TSS
1066
DELISTED
Total System Services, Inc.
TSS
$983K 0.01%
12,093
-602
-5% -$53.3K
MYD
1067
DELISTED
BlackRock MuniYield Fund
MYD
$982K 0.01%
78,454
+1,900
+2% +$24.6K
HP icon
1068
Helmerich & Payne
HP
$4.25B
$980K 0.01%
20,504
+11,669
+132% +$716K
ETFC
1069
DELISTED
E*Trade Financial Corporation
ETFC
$979K 0.01%
22,287
+18,130
+436% +$888K
CAH icon
1070
Cardinal Health
CAH
$55.9B
$975K 0.01%
21,859
-536
-2% -$27.9K
SQM icon
1071
Sociedad Química y Minera de Chile
SQM
$20.6B
$975K 0.01%
25,444
-710
-3% -$30.6K
BTI icon
1072
British American Tobacco
BTI
$122B
$973K 0.01%
30,675
-13,647
-31% -$531K
PFXF icon
1073
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$972K 0.01%
54,851
+351
+0.6% +$6.48K
HEI icon
1074
HEICO Corp
HEI
$51.3B
$970K 0.01%
12,522
+9,505
+315% +$793K
FIDU icon
1075
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$967K 0.01%
29,537
-102,485
-78% -$3.7M
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.